Filing Details

Accession Number:
0001225208-17-018378
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-12-07 19:17:42
Reporting Period:
2017-12-06
Accepted Time:
2017-12-07 19:17:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
866787 Autozone Inc AZO Retail-Auto & Home Supply Stores (5531) 621482048
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1080992 Iii C William Rhodes 123 South Front Street
Memphis TN 38103
Chairman, President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-12-06 79 $142.77 11,464 No 4 M Direct
Common Stock Disposition 2017-12-06 79 $707.18 11,385 No 4 S Direct
Common Stock Acquisiton 2017-12-07 26,421 $142.77 37,806 No 4 M Direct
Common Stock Acquisiton 2017-12-07 700 $228.20 38,506 No 4 M Direct
Common Stock Acquisiton 2017-12-07 500 $142.77 39,006 No 4 M Direct
Common Stock Acquisiton 2017-12-07 400 $326.00 39,406 No 4 M Direct
Common Stock Disposition 2017-12-07 3,183 $703.38 36,223 No 4 S Direct
Common Stock Disposition 2017-12-07 6,962 $701.67 29,261 No 4 S Direct
Common Stock Disposition 2017-12-07 6,976 $700.37 22,285 No 4 S Direct
Common Stock Disposition 2017-12-07 9,300 $702.49 12,985 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2017-12-06 79 $0.00 79 $142.77
Common Stock Incentive Stock Option (Right to Buy) Disposition 2017-12-07 400 $0.00 400 $326.00
Common Stock Incentive Stock Option (Right to Buy) Disposition 2017-12-07 500 $0.00 500 $142.77
Common Stock Incentive Stock Option (Right to Buy) Disposition 2017-12-07 700 $0.00 700 $228.20
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2017-12-07 26,421 $0.00 26,421 $142.77
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
26,421 2019-09-30 No 4 M Direct
0 2021-09-27 No 4 M Direct
0 2019-09-29 No 4 M Direct
0 2020-09-29 No 4 M Direct
0 2019-09-30 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 847 Indirect As Custodian for Daughter
Common Stock 847 Indirect As Custodian for Son
Common Stock 81 Indirect As Trustee for Daughter's Trust
Common Stock 81 Indirect As Trustee for Son's trust
Common Stock 4,376 Indirect By GRAT
Common Stock 12,000 Indirect By GRAT #2
Common Stock 14,732 Indirect By Trust for Wife
Footnotes
  1. This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $703.06 - $703.95 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
  2. This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $701.05 - $702.04 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
  3. This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $700.00 - $700.97 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
  4. This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $702.06 - $703.05 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
  5. Granted in accordance with the AutoZone, Inc. 2006 Stock Option Plan.
  6. Options exercisable in one-fourth increments on September 29, 2010, 2011, 2012 and 2013, respectively.
  7. Granted in accordance with the AutoZone, Inc. 2011 Equity Incentive Award Plan.
  8. Options exercisable in one-fourth increments on September 27, 2012, 2013, 2014 and 2015, respectively.
  9. Options exercisable in one-fourth increments on September 29, 2011, 2012, 2013 and 2014, respectively.