Filing Details
- Accession Number:
- 0001225208-17-018378
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-12-07 19:17:42
- Reporting Period:
- 2017-12-06
- Accepted Time:
- 2017-12-07 19:17:42
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
866787 | Autozone Inc | AZO | Retail-Auto & Home Supply Stores (5531) | 621482048 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1080992 | Iii C William Rhodes | 123 South Front Street Memphis TN 38103 | Chairman, President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-12-06 | 79 | $142.77 | 11,464 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-12-06 | 79 | $707.18 | 11,385 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2017-12-07 | 26,421 | $142.77 | 37,806 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2017-12-07 | 700 | $228.20 | 38,506 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2017-12-07 | 500 | $142.77 | 39,006 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2017-12-07 | 400 | $326.00 | 39,406 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-12-07 | 3,183 | $703.38 | 36,223 | No | 4 | S | Direct | |
Common Stock | Disposition | 2017-12-07 | 6,962 | $701.67 | 29,261 | No | 4 | S | Direct | |
Common Stock | Disposition | 2017-12-07 | 6,976 | $700.37 | 22,285 | No | 4 | S | Direct | |
Common Stock | Disposition | 2017-12-07 | 9,300 | $702.49 | 12,985 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2017-12-06 | 79 | $0.00 | 79 | $142.77 |
Common Stock | Incentive Stock Option (Right to Buy) | Disposition | 2017-12-07 | 400 | $0.00 | 400 | $326.00 |
Common Stock | Incentive Stock Option (Right to Buy) | Disposition | 2017-12-07 | 500 | $0.00 | 500 | $142.77 |
Common Stock | Incentive Stock Option (Right to Buy) | Disposition | 2017-12-07 | 700 | $0.00 | 700 | $228.20 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2017-12-07 | 26,421 | $0.00 | 26,421 | $142.77 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
26,421 | 2019-09-30 | No | 4 | M | Direct | |
0 | 2021-09-27 | No | 4 | M | Direct | |
0 | 2019-09-29 | No | 4 | M | Direct | |
0 | 2020-09-29 | No | 4 | M | Direct | |
0 | 2019-09-30 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 847 | Indirect | As Custodian for Daughter |
Common Stock | 847 | Indirect | As Custodian for Son |
Common Stock | 81 | Indirect | As Trustee for Daughter's Trust |
Common Stock | 81 | Indirect | As Trustee for Son's trust |
Common Stock | 4,376 | Indirect | By GRAT |
Common Stock | 12,000 | Indirect | By GRAT #2 |
Common Stock | 14,732 | Indirect | By Trust for Wife |
Footnotes
- This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $703.06 - $703.95 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $701.05 - $702.04 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $700.00 - $700.97 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $702.06 - $703.05 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- Granted in accordance with the AutoZone, Inc. 2006 Stock Option Plan.
- Options exercisable in one-fourth increments on September 29, 2010, 2011, 2012 and 2013, respectively.
- Granted in accordance with the AutoZone, Inc. 2011 Equity Incentive Award Plan.
- Options exercisable in one-fourth increments on September 27, 2012, 2013, 2014 and 2015, respectively.
- Options exercisable in one-fourth increments on September 29, 2011, 2012, 2013 and 2014, respectively.