Home > Insider Trading > Filing (0000091142-17-000080)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
91142	Smith A O Corp	AOS	Household Appliances (3630)	390619790

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1464950	M Wilfridus Brouwer	A. O. Smith Holdings (Barbados) Srl 8/F Aia Kowloon Tower, 100 How Ming St. Kowloon City K3	President - Aoshbsrl	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2017-12-07	3,734	$23.24	39,878	No	4	M	Direct
Common Stock	Acquisiton	2017-12-07	3,910	$31.67	43,808	No	4	M	Direct
Common Stock	Disposition	2017-12-07	7,644	$61.59	36,164	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Options (Right to Buy)	Disposition	2017-12-07	3,734	$0.00	3,734	$23.24
Common Stock	Employee Stock Options (Right to Buy)	Disposition	2017-12-07	3,910	$0.00	3,910	$31.67

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
29,595		2024-02-10	No	4	M	Direct
25,685		2026-02-08	No	4	M	Direct

Footnotes

The employee stock options were granted on 02/10/2014 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/10/2015.
The employee stock options were granted on 02/08/2016 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/08/2017.