Filing Details
- Accession Number:
- 0000930413-11-000885
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-10 17:19:09
- Reporting Period:
- 2011-02-08
- Filing Date:
- 2011-02-10
- Accepted Time:
- 2011-02-10 17:19:09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1337013 | Infusystem Holdings Inc | INFU | Surgical & Medical Instruments & Apparatus (3841) | 203341405 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1239607 | R Jeffrey Jay | C/O Great Point Partners Llc 165 Mason Street, 3Rd Floor Greenwich CT 06830 | No | No | Yes | No | |
1281446 | Great Point Partners Llc | 165 Mason Street, 3Rd Floor Greenwich CT 06830 | No | No | Yes | No | |
1397513 | David Kroin | C/O Great Point Partners Llc 165 Mason Street, 3Rd Floor Greenwich CT 06830 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-02-08 | 110,252 | $2.75 | 1,874,290 | No | 4 | S | Indirect | By Biomedical Value Fund, L.P. |
Common Stock | Disposition | 2011-02-08 | 115,000 | $2.75 | 1,955,000 | No | 4 | S | Indirect | By Biomedical Offshore Value Fund, Ltd. |
Common Stock | Disposition | 2011-02-08 | 24,748 | $2.75 | 420,710 | No | 4 | S | Indirect | By Biomedical Institutional Value Fund, L.P. |
Common Stock | Disposition | 2011-02-10 | 1,874,290 | $2.23 | 0 | No | 4 | S | Indirect | By Biomedical Value Fund, L.P. |
Common Stock | Disposition | 2011-02-10 | 1,955,000 | $2.23 | 0 | No | 4 | S | Indirect | By Biomedical Offshore Value Fund, Ltd. |
Common Stock | Disposition | 2011-02-10 | 420,710 | $2.23 | 0 | No | 4 | S | Indirect | By Biomedical Institutional Value Fund, L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Biomedical Value Fund, L.P. |
No | 4 | S | Indirect | By Biomedical Offshore Value Fund, Ltd. |
No | 4 | S | Indirect | By Biomedical Institutional Value Fund, L.P. |
No | 4 | S | Indirect | By Biomedical Value Fund, L.P. |
No | 4 | S | Indirect | By Biomedical Offshore Value Fund, Ltd. |
No | 4 | S | Indirect | By Biomedical Institutional Value Fund, L.P. |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Warrant | Option (right to buy) | $0.00 | 900,000 | 900,000 | Indirect | ||
Warrant | Option (right to buy) | $0.00 | 766,666 | 766,666 | Indirect | ||
Common Stock | Option (right to buy) | $6.25 | 2011-04-11 | 900,000 | 900,000 | Indirect | |
Common Stock | Option (right to buy) | $6.25 | 2011-04-11 | 766,666 | 766,666 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
900,000 | 900,000 | Indirect | |
766,666 | 766,666 | Indirect | |
2011-04-11 | 900,000 | 900,000 | Indirect |
2011-04-11 | 766,666 | 766,666 | Indirect |
Footnotes
- Great Point Partners, LLC ("Great Point") is the investment manager of Biomedical Value Fund, L.P. ("BMVF") and by virtue of such status may be deemed to be the beneficial owner of the shares and options held by BMVF. Each of Dr. Jeffrey R. Jay, M.D. (Dr. "Jay"), as senior managing member of Great Point, and Mr. David Kroin ("Mr. Kroin"), as special managing member of Great Point, has voting and investment power with respect to the shares held by BMVF and may be deemed to be the beneficial owner of the shares and options held by BMVF. Great Point, Dr. Jay and Mr. Kroin disclaim beneficial ownership of the shares and options held by BMVF, except to the extent of any pecuniary interest, and this report shall not be deemed to be an admission that they are the beneficial owners of such securities.
- Great Point is the investment manager of Biomedical Offshore Value Fund, Ltd. ("BOVF") and by virtue of such status may be deemed to be the beneficial owner of the shares and options held by BOVF. Each of Dr. Jay, as senior managing member of Great Point, and Mr. Kroin, as special managing member of Great Point, has voting and investment power with respect to the shares held by BOVF and may be deemed to be the beneficial owner of the shares and options held by BOVF. Great Point, Dr. Jay and Mr. Kroin disclaim beneficial ownership of the shares and options held by BOVF, except to the extent of any pecuniary interest, and this report shall not be deemed to be an admission that they are the beneficial owners of such securities.
- Great Point is the investment manager of Biomedical Institutional Value Fund, L.P. ("BIVF") and by virtue of such status may be deemed to be the beneficial owner of the shares and options held by BIVF. Each of Dr. Jay, as senior managing member of Great Point, and Mr. Kroin, as special managing member of Great Point, has voting and investment power with respect to the shares held by BIVF and may be deemed to be the beneficial owner of the shares [and options] held by BIVF. Great Point, Dr. Jay and Mr. Kroin disclaim beneficial ownership of the shares and options held by BIVF, except to the extent of any pecuniary interest, and this report shall not be deemed to be an admission that they are the beneficial owners of such securities.
- $.0000006.
- On October 15, 2007, BMVF was assigned options to acquire warrants to purchase 899,999.64 shares of Common Stock of the Issuer by Great Point. Great Point acquired such options to acquire such warrants pursuant to an Option Agreement, dated as of October 12, 2007 (the "FTN Option Agreement"), by and between Great Point and FTN Midwest Securities Corp. Pursuant to the FTN Option Agreement, such options to acquire such warrants are exercisable upon the satisfaction of certain conditions, including the trading price for per of Common Stock of the Issuer equaling or exceeding $8.00 for any 20 out of 30 consecutive trading days.
- Not applicable.
- On October 15, 2007, BOVF was assigned options to acquire warrants to purchase 766,666.36 shares of Common Stock of the Issuer by Great Point. Great Point acquired such options to acquire warrants pursuant to the FTN Option Agreement. Pursuant to the FTN Option Agreement, such options to acquire such warrants are exercisable upon the satisfaction of certain conditions, including the trading price for per of Common Stock of the Issuer equaling or exceeding $8.00 for any 20 out of 30 consecutive trading days.
- The exercise price of the warrants is subject to adjustment for dividends with respect to, or subdivisions, combinations, reclassifications of, the Issuer's common stock.
- Exercisable immediately.