Filing Details
- Accession Number:
- 0001476651-17-000066
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2017-12-07 09:59:42
- Reporting Period:
- 2017-12-01
- Accepted Time:
- 2017-12-07 09:59:42
- Original Submission Date:
- 2017-12-05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1476651 | Fcb Financial Holdings Inc. | FCB | () | 4/A |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1042445 | Vincent Tese | C/O Fcb Financial Holdings, Inc. 2500 Weston Road, Suite 300 Weston FL 33331 | Executive Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock, Par Value $.001 Per Share | Acquisiton | 2017-12-01 | 5,019 | $24.24 | 393,818 | No | 4 | X | Direct | |
Class A Common Stock, Par Value $.001 Per Share | Disposition | 2017-12-01 | 2,302 | $52.85 | 391,516 | No | 4 | S | Direct | |
Class A Common Stock, Par Value $.001 Per Share | Acquisiton | 2017-12-01 | 210,826 | $26.18 | 602,342 | No | 4 | X | Direct | |
Class A Common Stock, Par Value $.001 Per Share | Disposition | 2017-12-01 | 104,437 | $52.85 | 497,905 | No | 4 | S | Direct | |
Class A Common Stock, Par Value $.001 Per Share | Acquisiton | 2017-12-01 | 210,827 | $28.28 | 708,732 | No | 4 | X | Direct | |
Class A Common Stock, Par Value $.001 Per Share | Disposition | 2017-12-01 | 112,815 | $52.85 | 595,917 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | X | Direct | |
No | 4 | S | Direct | |
No | 4 | X | Direct | |
No | 4 | S | Direct | |
No | 4 | X | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Common Stock Warrants (right to buy) | Disposition | 2017-12-01 | 5,019 | $0.00 | 5,019 | $24.24 |
Class A Common Stock | Common Stock Warrants (right to buy) | Disposition | 2017-12-01 | 210,826 | $0.00 | 210,826 | $26.18 |
Class A Common Stock | Common Stock Warrants (right to buy) | Disposition | 2017-12-01 | 210,827 | $0.00 | 210,827 | $28.28 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
453,866 | 2019-11-12 | No | 4 | X | Direct | |
243,040 | 2019-11-12 | No | 4 | X | Direct | |
32,213 | 2019-11-12 | No | 4 | X | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock, Par Value $.001 Per Share | 1,995 | Indirect | By Bond Street Management, LLC |
Footnotes
- THIS AMENDMENT TO THE ORIGINAL FORM 4 IS BEING FILED SOLELY TO CLARIFY THAT ALL SHARES TO WHICH THE TRANSACTION CODE "S" IS APPLIED IN TABLE I CONSIST OF SHARES WITHHELD BY THE ISSUER (DEFINED BELOW) TO PAY THE EXERCISE PRICE UPON THE "CASHLESS EXERCISE" OF WARRANTS, WHICH CASHLESS EXERCISE MAY FOR PURPOSES OF FORM 4 BE DEEMED TO CONSTITUTE A "SALE" TO THE ISSUER OF THE WARRANT SHARES WITHHELD. THIS FORM DOES NOT REPORT ANY SALE BY THE REPORTING PERSON OF ANY SHARES ISSUED TO HIM UPON THE EXERCISE OF WARRANTS OR OTHERWISE.
- On December 1, 2017, the reporting person exercised warrants to purchase 5,019 shares of Class A Common Stock of the Issuer for $24.24 a share. The reporting person paid the exercise price on a cashless basis, resulting in the withholding by FCB Financial Holdings, Inc. (the "Issuer") of 2,302 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 2,717 shares. Such "cashless exercise" of warrants may for purposes of Form 4 be deemed to constitute a "sale" to the Issuer of the shares withheld to pay the exercise price. The Issuer paid $0 to the reporting person in lieu of a fractional share.
- On December 1, 2017, the reporting person exercised warrants to purchase 210,826 shares of Class A Common Stock of the Issuer for $26.18 a share. The reporting person paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 104,437 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 106,389 shares. Such "cashless exercise" of warrants may for purposes of Form 4 be deemed to constitute a "sale" to the Issuer of the shares withheld to pay the exercise price. The Issuer also paid $70.82 to the reporting person in lieu of a fractional share.
- On December 1, 2017, the reporting person exercised warrants to purchase 210,827 shares of Class A Common Stock of the Issuer for $28.28 a share. The reporting person paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 112,815 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 98,012 shares. Such "cashless exercise" of warrants may for purposes of Form 4 be deemed to constitute a "sale" to the Issuer of the shares withheld to pay the exercise price. The Issuer also paid $85.62 to the reporting person in lieu of a fractional share.
- This includes 1,995 shares of Class A Common Stock beneficially owned by the reporting person through Bond Street Management, LLC.
- Exercisable in three substantially equal portions on each of the 6-month, 18-month and 30-month anniversaries of the consummation of the initial public offering. The exercise price at the 6-month anniversary of the consummation of the initial public offering is $24.24, the exercise price at the 18-month anniversary of the consummation of the initial public offering is $26.18 and the exercise price at the 30-month anniversary of the consummation of the initial public offering is $28.28.