Filing Details
- Accession Number:
- 0000927628-17-000307
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-12-06 20:25:48
- Reporting Period:
- 2017-12-04
- Accepted Time:
- 2017-12-06 20:25:48
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 927628 | Capital One Financial Corp | COF | National Commercial Banks (6021) | 541719854 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1238033 | Jr G John Finneran | 1680 Capital One Drive Mclean VA 22102 | Gen. Counsel & Corp. Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2017-12-04 | 6,490 | $95.00 | 15,764 | No | 4 | S | Indirect | Finneran/Cotter Children's Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | Finneran/Cotter Children's Trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 52,128 | Indirect | By GRAT |
| Common Stock | 87,656 | Direct |
Footnotes
- This transaction was executed pursuant to a trading plan entered into by the reporting person on February 3, 2017, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- Shares held in a GRAT established May 11, 2016.
Billionaire Hedge Funds
