Filing Details
- Accession Number:
- 0000916302-17-000002
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2017-12-06 18:13:31
- Reporting Period:
- 2016-09-07
- Accepted Time:
- 2017-12-06 18:13:31
- Original Submission Date:
- 2017-12-01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1322652 | Kayne Anderson Energy Total Return Fund Inc. | KYE | () | NE |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 916302 | United Of Omaha Life Insurance Co | Mutual Of Omaha Plz 3Rd Floor Law Attn: Jan Brockman Omaha NE 68175-1008 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Series A Mandatory Redeemable Preferred Stock | Disposition | 2016-09-07 | 88,889 | $2,222,225.00 | 200,000 | No | 4 | S | Direct | |
| Series D Mandatory Redeemable Preferred Stock | Acquisiton | 2017-11-29 | 480,000 | $12,000,000.00 | 480,000 | No | 4 | P | Direct | |
| Series D Manadatory Redeemable Preferred Stock | Acquisiton | 2017-11-29 | 120,000 | $3,000,000.00 | 600,000 | No | 4 | P | Indirect | Companion |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Indirect | Companion |
Footnotes
- This Form 4/A is being filed to report the 88,889 shares disposed of on 9/7/2016.
- This Form 4/A is also being filed to correct the amount of securities beneficially owned.
- This Form 4/A is also being filed to report the indirect ownership of the shares acquired by its subsidiary, Companion Life Insurance Company.
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