Filing Details
- Accession Number:
- 0000091142-17-000079
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-12-06 17:49:51
- Reporting Period:
- 2017-12-05
- Accepted Time:
- 2017-12-06 17:49:51
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
91142 | Smith A O Corp | AOS | Household Appliances (3630) | 390619790 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1566416 | J. Kevin Wheeler | A. O. Smith Corporation 500 Tennessee Waltz Parkway Ashland City TN 37015 | President And Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-12-05 | 14,000 | $11.49 | 30,748 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2017-12-05 | 16,000 | $17.46 | 46,748 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-12-05 | 16,707 | $62.01 | 30,041 | No | 4 | F | Direct | |
Common Stock | Disposition | 2017-12-06 | 13,293 | $61.49 | 16,748 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common | Employee Stock Options (Right to Buy) | Disposition | 2017-12-05 | 14,000 | $0.00 | 14,000 | $11.49 |
Common | Employee Stock Options (Right to Buy) | Disposition | 2017-12-05 | 16,000 | $0.00 | 16,000 | $17.46 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
91,995 | 2022-02-13 | No | 4 | M | Direct | |
75,995 | 2023-02-11 | No | 4 | M | Direct |
Footnotes
- The employee stock options were granted on 02/13/2012 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options bec1me exercisable in three annual installments of 1/3 of the award starting on 02/13/2013.
- The employee stock options were granted on 02/11/2013 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options bec1me exercisable in three annual installments of 1/3 of the award starting on 02/11/2014.