Filing Details
- Accession Number:
- 0001179110-17-015037
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-12-06 17:06:23
- Reporting Period:
- 2017-12-04
- Accepted Time:
- 2017-12-06 17:06:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
31462 | Ecolab Inc. | ECL | Soap, Detergents, Cleang Preparations, Perfumes, Cosmetics (2840) | 410231510 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1198753 | Jr M Douglas Baker | 1 Ecolab Place Saint Paul MN 55102 | Chairman And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-08-09 | 379 | $0.00 | 427,548 | No | 5 | G | Direct | |
Common Stock | Acquisiton | 2017-12-04 | 156,400 | $45.67 | 583,948 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-12-04 | 102,501 | $136.43 | 481,447 | No | 4 | F | Direct | |
Common Stock | Disposition | 2017-12-06 | 18,000 | $137.09 | 463,447 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2017-12-04 | 156,400 | $0.00 | 156,400 | $45.67 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2010-12-02 | 2019-12-02 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 14,385 | Indirect | By Wife |
Common Stock | 72,500 | Indirect | By Douglas M. Baker, Jr. 2012 Irrevocable Trust |
Common Stock | 5,520 | Indirect | By Ecolab Savings Plan |
Footnotes
- Reflects the reporting person's payment of the exercise price and withholding taxes for a stock option issued in accordance with Rule 16b-3 by delivering or withholding shares of Ecolab common stock.
- This transaction was executed in multiple trades at prices ranging from $136.64 to $137.39, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Number of UNITS in the Ecolab Stock Fund of the Ecolab Savings Plan (401(k) Plan) as of November 30, 2017. Includes 46.634 UNITS acquired since the reporting person's last report. (The 5,519.920 UNITS are the equivalent of approximately 10,151 SHARES of the issuer's Common Stock.)
- The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column represents the first anniversary date of the date of grant.