Filing Details
- Accession Number:
- 0001209191-17-064201
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-12-06 16:48:24
- Reporting Period:
- 2017-12-04
- Accepted Time:
- 2017-12-06 16:48:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1367920 | Concert Pharmaceuticals Inc. | CNCE | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1326330 | W Ronald Barrett | C/O Concert Pharmaceuticals, Inc. 99 Hayden Avenue, Suite 500 Lexington MA 02421 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-12-04 | 3,539 | $4.41 | 3,539 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-12-04 | 3,539 | $3.79 | 7,078 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-12-04 | 3,539 | $3.50 | 10,617 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-12-04 | 3,539 | $2.88 | 14,156 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-12-04 | 14,156 | $24.70 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified Stock Option (right to buy) | Disposition | 2017-12-04 | 3,539 | $0.00 | 3,539 | $4.41 |
| Common Stock | Non-qualified Stock Option (right to buy) | Disposition | 2017-12-04 | 3,539 | $0.00 | 3,539 | $3.79 |
| Common Stock | Non-qualified Stock Option (right to buy) | Disposition | 2017-12-04 | 3,539 | $0.00 | 3,539 | $3.50 |
| Common Stock | Non-qualified Stock Option (right to buy) | Disposition | 2017-12-04 | 3,539 | $0.00 | 3,539 | $2.88 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2019-12-10 | No | 4 | M | Direct | |
| 0 | 2020-12-03 | No | 4 | M | Direct | |
| 0 | 2021-11-01 | No | 4 | M | Direct | |
| 0 | 2022-11-12 | No | 4 | M | Direct |
Footnotes
- This option is fully vested.
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