Filing Details
- Accession Number:
- 0001553350-17-001331
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-12-05 20:19:38
- Reporting Period:
- 2017-11-24
- Accepted Time:
- 2017-12-05 20:19:38
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1396536 | Duos Technologies Group Inc. | DUOT | Services-Prepackaged Software (7372) | 650493217 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1651718 | B Gianni Arcaini | 6622 Southpoint Drive S. Suite 310 Jacksonville FL 32216 | Chairman & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Duot - Common Stock | Acquisiton | 2017-11-24 | 700,543 | $1.00 | 834,794 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrants to purchase DUOT - Common Stock | Acquisiton | 2017-11-24 | 700,543 | $0.00 | 700,543 | $1.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
700,543 | 2017-11-21 | 2022-11-21 | No | 4 | A | Direct |
Footnotes
- In connection with a private offering conducted by Duos Technologies Group, Inc. (the "Company") that closed on November 24, 2017, Gianni B. Arcaini converted $700,543 of accrued salary into shares of the Company's common stock at a price of $1.00 per share and was issued 700,543 warrants (the "Warrant") to purchase shares of common stock of the Company at an exercise price of $1.00 per share expiring five years from the Initial Exercise Date (as defined in the Warrant).
- 134,251 share held through a controlled entity.