Filing Details

Accession Number:
0001127602-17-033995
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-12-05 19:47:53
Reporting Period:
2017-12-05
Accepted Time:
2017-12-05 19:47:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1139812 Mb Financial Inc MBFI National Commercial Banks (6021) 364460265
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1501110 A. Mark Heckler C/O Mb Financial, Inc.
6111 North River Road
Rosemont IL 60018
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-12-05 13,804 $24.65 55,236 No 4 M Direct
Common Stock Disposition 2017-12-05 13,804 $46.25 41,432 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2017-12-05 13,804 $0.00 13,804 $24.65
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2012-06-25 2018-06-25 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,401 Indirect By Deferred Comp Plan
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (Right to Buy) $20.40 2013-08-29 2022-08-29 4,343 4,343 Direct
Common Stock Stock Option (Right to Buy) $27.09 2014-08-28 2023-08-28 4,241 4,241 Direct
Common Stock Stock Option (Right to Buy) $29.80 2015-02-26 2024-02-26 4,007 4,007 Direct
Common Stock Stock Option (Right to Buy) $31.26 2016-02-25 2025-02-25 3,076 3,076 Direct
Common Stock Performance Share Units $0.00 3,995 3,995 Direct
Common Stock Stock Option (Right to Buy) $30.33 2017-02-24 2026-02-24 4,689 4,689 Direct
Common Stock Performance Share Units $0.00 5,341 5,341 Direct
Common Stock Restricted Stock Units $0.00 742 742 Direct
Common Stock Restricted Stock Units $0.00 3,204 3,204 Direct
Common Stock Stock Option (Right to Buy) $45.67 3,774 3,774 Direct
Common Stock Performance Share Units $0.00 3,941 3,941 Direct
Common Stock Restricted Stock Units $0.00 1,073 1,073 Direct
Common Stock Restricted Stock Units $0.00 3,153 3,153 Direct
Common Stock Stock Option (Right to Buy) $12.09 2013-07-22 2019-07-22 3,825 3,825 Direct
Common Stock Stock Option (Right to Buy) $17.20 2014-07-28 2020-09-28 4,100 4,100 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2022-08-29 4,343 4,343 Direct
2023-08-28 4,241 4,241 Direct
2024-02-26 4,007 4,007 Direct
2025-02-25 3,076 3,076 Direct
3,995 3,995 Direct
2026-02-24 4,689 4,689 Direct
5,341 5,341 Direct
742 742 Direct
3,204 3,204 Direct
3,774 3,774 Direct
3,941 3,941 Direct
1,073 1,073 Direct
3,153 3,153 Direct
2019-07-22 3,825 3,825 Direct
2020-09-28 4,100 4,100 Direct
Footnotes
  1. Option to purchase shares of common stock granted to the reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option is 100% vested.
  2. Grant to reporting person of option to purchase shares of common stock under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests ratably over 4 years (25% per year).
  3. Option to purchase shares of common stock granted to the reporting person under Issuer's Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning on February 25, 2016).
  4. Performance based vesting
  5. Option to purchase shares of common stock granted to reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning February 24, 2017).
  6. Restricted stock units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan. One-half of the restricted stock units are scheduled to vest on February 24, 2017 and one-half of the restricted stock units are scheduled to vest on February 24, 2018.
  7. Restricted Stock Units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan equal to the same amount of shares of common stock. The restricted stock units vest annually over 4 years (25% per year beginning February 24, 2017).
  8. Option to purchase shares of common stock granted to reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning February 22, 2018).
  9. Restricted Stock Units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan. One-half of the restricted stock units are scheduled to vest on February 22, 2018 and one-half of the restricted stock units are scheduled to vest on February 22, 2019.
  10. Restricted Stock Units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan equal to the same amount of shares of common stock. The restricted stock units vest annually over 4 years (25% per year beginning February 22, 2018).