Filing Details

Accession Number:
0001553350-17-001327
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-12-05 18:19:41
Reporting Period:
2017-11-24
Accepted Time:
2017-12-05 18:19:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1396536 Duos Technologies Group Inc. DUOT Services-Prepackaged Software (7372) 650493217
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1427103 Graham Adrian Goldfarb 6622 Southpoint Drive S
Jacksonville FL 32216
Cfo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Duot - Common Stock Acquisiton 2017-11-24 34,020 $1.00 38,752 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrants to purchase DUOT - Common Stock Acquisiton 2017-11-24 34,020 $0.00 34,020 $1.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
34,020 2017-11-21 2022-11-21 No 4 A Direct
Footnotes
  1. In connection with a private offering conducted by Duos Technologies Group, Inc. (the "Company") that closed on November 24, 2017, Adrian G. Goldfarb converted $34,020 of liabilities into shares of the Company's common stock a price of $1.00 per share and was issued warrants (the "Warrant") to purchase 34,020 shares of common stock of the at an exercise price of $1.00 per share expiring five years from the Initial Exercise Date (as defined in the Warrant).