Filing Details
- Accession Number:
- 0001553350-17-001327
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-12-05 18:19:41
- Reporting Period:
- 2017-11-24
- Accepted Time:
- 2017-12-05 18:19:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1396536 | Duos Technologies Group Inc. | DUOT | Services-Prepackaged Software (7372) | 650493217 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1427103 | Graham Adrian Goldfarb | 6622 Southpoint Drive S Jacksonville FL 32216 | Cfo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Duot - Common Stock | Acquisiton | 2017-11-24 | 34,020 | $1.00 | 38,752 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrants to purchase DUOT - Common Stock | Acquisiton | 2017-11-24 | 34,020 | $0.00 | 34,020 | $1.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
34,020 | 2017-11-21 | 2022-11-21 | No | 4 | A | Direct |
Footnotes
- In connection with a private offering conducted by Duos Technologies Group, Inc. (the "Company") that closed on November 24, 2017, Adrian G. Goldfarb converted $34,020 of liabilities into shares of the Company's common stock a price of $1.00 per share and was issued warrants (the "Warrant") to purchase 34,020 shares of common stock of the at an exercise price of $1.00 per share expiring five years from the Initial Exercise Date (as defined in the Warrant).