Filing Details
- Accession Number:
- 0001062993-17-005174
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-12-05 18:02:29
- Reporting Period:
- 2017-12-01
- Accepted Time:
- 2017-12-05 18:02:29
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1659122 | Rosehill Resources Inc. | ROSE | Crude Petroleum & Natural Gas (1311) | 475500436 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1713328 | Fund Diversified Geode - Ltd. Fund Master Capital Geode | One Post Office Square, 20Th Floor Boston MA 02109 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2017-12-01 | 3,298 | $9.15 | 787,196 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2017-12-04 | 1,400 | $9.01 | 785,796 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2017-12-05 | 409 | $8.94 | 785,387 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common | Warrants | Disposition | 2017-12-04 | 100,000 | $1.03 | 100,000 | $11.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
966,318 | No | 4 | S | Direct |
Footnotes
- The securities beneificially owned as reported in Column 5 includes 739,131 shares of Class A Common Stock underlying shares of 8.000% Series A Cumulative Perpetual Preferred Stock, which is convertible, at the holder's option and at any time, into 86.9565 shares of Class A Common Stock (which is equivalent to an initial conversion price of approximately $11.50 per share). The 8.000% Series A Cumulative Perpetual Preferred Stock has noexpiration date.
- The warrants became exercisable 30 days after the completion of an initial business combination, which occured on April 27, 2017, and expire on five years after the completion of such business combination (April 27, 2022) or earlier upon redemption or liquidation.