Filing Details
- Accession Number:
- 0000048287-17-000191
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-12-05 17:02:39
- Reporting Period:
- 2017-12-04
- Accepted Time:
- 2017-12-05 17:02:39
- SEC Url:
- Form 4 Filing
Issuer
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1195347 | A Stanley Askren | 600 East Second Street Muscatine IA 52761 | Chairman, President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-12-04 | 4,762 | $10.36 | 213,020 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-12-04 | 3,032 | $34.62 | 209,988 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualifying employee stock option (right to buy) | Disposition | 2017-12-04 | 4,762 | $0.00 | 4,762 | $10.36 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 33,328 | 2013-02-23 | 2019-02-23 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 10,064 | Indirect | Profit Sharing Retirement Plan |
| Common Stock | 657 | Indirect | By Son |
| Common Stock | 657 | Indirect | By Son |
Footnotes
- The sale was effected pursuant to a Rule 10b5-1 of the Securities and Exchange Act of 1934, as amended, and HNI's policies regarding stock transactions, including its insider trading policy.
- Reflects the sale to cover exercise price of, and taxes related to, cashless exercise of stock options.
- Reporting person disclaims beneficial ownership of these shares.
Billionaire Hedge Funds
