Filing Details
- Accession Number:
- 0001140361-17-045026
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-12-05 14:45:59
- Reporting Period:
- 2017-12-05
- Accepted Time:
- 2017-12-05 14:45:59
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1013272 | Norwood Financial Corp | NWFL | State Commercial Banks (6022) | 232828306 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1192350 | Jr W William Davis | 717 Main Street Honesdale PA 18431 | Chairman Of The Board | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-12-05 | 4,158 | $16.67 | 43,827 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2017-12-05 | 825 | $16.83 | 44,652 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2017-12-05 | 825 | $16.65 | 45,477 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2017-12-05 | 825 | $18.03 | 46,302 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2017-12-05 | 750 | $17.93 | 47,052 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-12-05 | 7,383 | $30.50 | 39,669 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Options Right to Buy | Disposition | 2017-12-05 | 4,158 | $0.00 | 4,158 | $16.67 |
Common Stock | Options Right to Buy | Disposition | 2017-12-05 | 825 | $0.00 | 825 | $16.83 |
Common Stock | Options Right to Buy | Disposition | 2017-12-05 | 825 | $0.00 | 825 | $16.65 |
Common Stock | Options Right to Buy | Disposition | 2017-12-05 | 825 | $0.00 | 825 | $18.03 |
Common Stock | Options Right to Buy | Disposition | 2017-12-05 | 750 | $0.00 | 750 | $17.93 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
3,225 | 2009-12-31 | 2018-12-31 | No | 4 | M | Direct |
2,400 | 2011-12-31 | 2020-12-31 | No | 4 | M | Direct |
1,575 | 2012-12-31 | 2021-12-31 | No | 4 | M | Direct |
750 | 2013-12-31 | 2022-12-31 | No | 4 | M | Direct |
0 | 2014-12-31 | 2023-12-31 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 6,930 | Indirect | Held in Trust |
Common Stock | 315 | Indirect | Restricted Stock Award |
Common Stock | 360 | Indirect | Restricted Stock Award |
Common Stock | 525 | Indirect | Restricted Stock Award |
Footnotes
- Award vests in five equal installments beginning on December 9, 2015 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.
- Award vests in five equal installments beginning on December 8, 2016 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.
- Award vests in five equal installments beginning on December 13, 2017 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.