Filing Details
- Accession Number:
- 0001140361-17-044968
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-12-05 09:06:02
- Reporting Period:
- 2017-12-01
- Accepted Time:
- 2017-12-05 09:06:02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 811808 | Summit Financial Group Inc | SMMF | State Commercial Banks (6022) | 550672148 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1186835 | C Scott Jennings | Po Box 438 Moorefield WV 26836 | Sr. Vp & Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-12-01 | 880 | $9.49 | 2,134 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-12-01 | 1,400 | $17.79 | 3,534 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-12-01 | 1,600 | $25.93 | 5,134 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-12-01 | 1,646 | $27.00 | 3,488 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-12-04 | 2,234 | $27.00 | 1,254 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2017-12-01 | 880 | $9.49 | 880 | $9.49 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2017-12-01 | 1,400 | $17.79 | 1,400 | $17.79 |
| Common Stock | Emplolyee Stock Option (Right to Buy) | Disposition | 2017-12-01 | 1,600 | $25.93 | 1,600 | $25.93 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2003-12-06 | 2017-12-06 | No | 4 | M | Direct |
| 1,400 | 2004-12-12 | 2018-12-12 | No | 4 | M | Direct |
| 3,200 | 2005-12-06 | 2019-12-07 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 18,293 | Indirect | By ESOP |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock-Settled Stock Appreciation Rights | $12.01 | 2016-04-22 | 2025-04-23 | 17,947 | 17,947 | Direct |
| Common Stock | Stock-Settled Stock Appreciation Rights | $26.01 | 2018-02-09 | 2027-02-09 | 8,151 | 8,151 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2025-04-23 | 17,947 | 17,947 | Direct |
| 2027-02-09 | 8,151 | 8,151 | Direct |
Footnotes
- Option and/or SAR vests in 5 equal annual installments with the beginning date indicated.
- Option expires in 5 equal annual installments with the final date indicated
- The amount beneficially owned at the end of the month changed due to 15.8515 shares acquired through participation in the Company's dividend reinvestment program from March to September 2017.
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