Filing Details
- Accession Number:
- 0001654954-17-011320
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-12-04 20:23:27
- Reporting Period:
- 2017-11-29
- Accepted Time:
- 2017-12-04 20:23:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1719406 | Big Rock Partners Acquisition Corp. | BRPAU | Blank Checks (6770) | 822844431 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1723217 | Big Rock Partners Sponsor, Llc | 2645 N. Federal Highway Suite 230 Delray Beach FL 33483 | No | No | No | No | |
| 1724016 | Richard Ackerman | C/O Big Rock Partners Acquisition Corp. 2645 N. Federal Highway, Suite 230 Delray Beach FL 33483 | President And Ceo | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-11-29 | 22,500 | $10.00 | 272,500 | No | 4 | P | Indirect | Big Rock Partners Sponsor, LLC |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | Big Rock Partners Sponsor, LLC |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Right to receive common stock | Acquisiton | 2017-11-29 | 22,500 | $0.00 | 2,250 | $0.00 |
| Common Stock | Warrant | Acquisiton | 2017-11-29 | 11,250 | $0.00 | 11,250 | $11.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 27,250 | No | 4 | P | Indirect | ||
| 136,250 | No | 4 | P | Indirect |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,725,000 | Indirect | Big Rock Partners Sponsor, LLC |
Footnotes
- Represents securities underlying units of the issuer. Each unit consists of one share of common stock, one right to receive one-tenth of one share of common stock upon the consummation of the issuer's initial business combination and one-half of one warrant, each whole warrant entitling the holder to purchase one share of common stock.
- Represents securities purchased upon the exercise of the underwriters' over-allotment option in connection with the issuer's initial public offering.
- Mr. Ackerman is the issuer's President, Chairman and Chief Executive Officer and the managing member of Big Rock Partners Sponsor, LLC (the "Sponsor") and has the sole voting and dispositive power of the securities held by the Sponsor. Accordingly. Mr. Ackerman may be deemed to have beneficial ownership of such shares.
- Each right entitles the holder to receive one-tenth (1/10) of one share of common stock upon consummation of the issuer's initial business combination.
- If the issuer fails to consummate an initial business combination within 12 months (or up to 18 months from the closing of the issuer's initial public offering, if the issuer extends the period of time to consummate a business combination as described in its amended and restated certificate of incorporation), the issuer will be dissolved and the rights will expire worthless.
- Each whole warrant will become exercisable on the later of the completion of the issuer's initial business combination and 12 months from the closing of the issuer's initial public offering.
- Each warrant will expire on the fifth anniversary of the completion of the issuer's initial business combination, or earlier upon redemption or liquidation.
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