Filing Details
- Accession Number:
- 0001421517-17-000013
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-12-04 18:38:53
- Reporting Period:
- 2017-11-30
- Accepted Time:
- 2017-12-04 18:38:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1421517 | Energy Recovery Inc. | ERII | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1182583 | Jr B Andrew Stroud | C/O Energy Recovery, Inc. 1717 Doolittle Drive San Leandro CA 94577 | Vp, Human Resources | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-11-30 | 7,117 | $2.75 | 32,398 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-11-30 | 7,117 | $11.00 | 25,281 | No | 4 | S | Direct | |
Common Stock | Disposition | 2017-11-30 | 2,196 | $8.29 | 23,085 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | F | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2017-11-30 | 7,117 | $11.00 | 7,117 | $2.75 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
70,700 | 2025-03-09 | No | 4 | M | Direct |
Footnotes
- These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 9, 2017.
- Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e).
- This employee stock option was granted on March 10, 2015. 25% of the shares fully vest on the 1st anniversary of the vesting start date; thereafter, the remaining 75%, vest 1/36th per month.