Filing Details

Accession Number:
0001421517-17-000013
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-12-04 18:38:53
Reporting Period:
2017-11-30
Accepted Time:
2017-12-04 18:38:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1421517 Energy Recovery Inc. ERII () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1182583 Jr B Andrew Stroud C/O Energy Recovery, Inc.
1717 Doolittle Drive
San Leandro CA 94577
Vp, Human Resources No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-11-30 7,117 $2.75 32,398 No 4 M Direct
Common Stock Disposition 2017-11-30 7,117 $11.00 25,281 No 4 S Direct
Common Stock Disposition 2017-11-30 2,196 $8.29 23,085 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 F Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2017-11-30 7,117 $11.00 7,117 $2.75
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
70,700 2025-03-09 No 4 M Direct
Footnotes
  1. These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 9, 2017.
  2. Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e).
  3. This employee stock option was granted on March 10, 2015. 25% of the shares fully vest on the 1st anniversary of the vesting start date; thereafter, the remaining 75%, vest 1/36th per month.