Filing Details
- Accession Number:
- 0000775158-17-000209
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-12-04 16:54:52
- Reporting Period:
- 2017-11-30
- Accepted Time:
- 2017-12-04 16:54:52
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 775158 | Oshkosh Corp | OSK | Motor Vehicles & Passenger Car Bodies (3711) | 390520270 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1493403 | W. James Johnson | C/O Oshkosh Corporation 2307 Oregon Street Oshkosh WI 54902 | Exec. Vp & Pres., Fire & Emerg | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-11-30 | 5,600 | $47.33 | 51,673 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-11-30 | 5,600 | $90.59 | 46,073 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-11-30 | 9,100 | $46.94 | 55,173 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-11-30 | 9,100 | $90.62 | 46,073 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-11-30 | 7,600 | $41.52 | 53,673 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-11-30 | 7,600 | $90.56 | 46,073 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Options | Disposition | 2017-11-30 | 5,600 | $0.00 | 5,600 | $47.33 |
| Common Stock | Options | Disposition | 2017-11-30 | 9,100 | $0.00 | 9,100 | $46.94 |
| Common Stock | Options | Disposition | 2017-11-30 | 7,600 | $0.00 | 7,600 | $41.52 |
| Common Stock | Restricted Stock Units | Acquisiton | 2017-11-30 | 5 | $0.00 | 5 | $0.00 |
| Common Stock | Restricted Stock Units | Acquisiton | 2017-11-30 | 8 | $0.00 | 8 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2020-09-16 | No | 4 | M | Direct | |
| 0 | 2022-11-12 | No | 4 | M | Direct | |
| 3,800 | 2022-11-12 | No | 4 | M | Direct | |
| 1,696 | No | 4 | A | Direct | ||
| 2,061 | No | 4 | A | Direct |
Footnotes
- Represents weighted average price. Individual sales by lot ranged from $90.55 to $90.59. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.
- Option (right to buy) granted pursuant to the Company's Stock Plan.
- Options vest in one-third (1/3) annual increments commencing on 11/12/2016.
- Options vest in one-third (1/3) annual increments commencing on 9/16/2014.
- Options vest in one-third (1/3) annual increments commencing on 9/15/2015.
- Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.
- The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/12/2015.
- The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/21/2016.
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