Filing Details
- Accession Number:
- 0001615774-17-007105
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-12-04 16:15:26
- Reporting Period:
- 2017-11-30
- Accepted Time:
- 2017-12-04 16:15:26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1499912 | Global Brokerage Inc. | GLBR | Security & Commodity Brokers, Dealers, Exchanges & Services (6200) | 273268672 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1504927 | Dror Niv | C/O Global Brokerage, Inc. 55 Water St. New York NY 10041 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Disposition | 2017-11-30 | 18,750 | $0.56 | 848,739 | No | 4 | S | Indirect | By Trusts |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By Trusts |
Footnotes
- Such sales were made by (i) trusts for the benefit of the Reporting Person's family, for which the Reporting Person's family member(s) serve as trustee.
- This price is an average price. These shares were sold in multiple transactions at prices ranging from $0.55 to $0.5601, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- A portion of these securities are (i) held by a trusts, for the benefit of the Reporting Person's family, for which the Reporting Person's family members serve as investment advisers and trustees, and (ii) held by trusts, over which the Reporting Person exercises investment control. The Reporting Person disclaims beneficial ownership over the securities held by these trusts except to the extent of his pecuniary interest therein.
Billionaire Hedge Funds
