Filing Details
- Accession Number:
- 0001140361-17-044835
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-12-04 16:01:31
- Reporting Period:
- 2017-12-01
- Accepted Time:
- 2017-12-04 16:01:31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1039101 | L3 Technologies Inc. | LLL | Radio & Tv Broadcasting & Communications Equipment (3663) | 133937436 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1275605 | T Michael Strianese | C/O L3 Technologies, Inc. 600 Third Avenue New York NY 10016 | See Remarks | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-12-01 | 22,545 | $76.82 | 141,739 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-12-01 | 2,900 | $192.79 | 138,839 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-12-01 | 386 | $193.50 | 138,453 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-12-01 | 4,961 | $196.01 | 133,492 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-12-01 | 10,298 | $196.81 | 123,194 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-12-01 | 3,500 | $197.83 | 119,694 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-12-01 | 500 | $198.56 | 119,194 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | 2/24/2011 Employee Stock Option (Right to Buy) | Disposition | 2017-12-01 | 22,545 | $0.00 | 22,545 | $76.82 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2021-02-24 | No | 4 | M | Direct |
Footnotes
- Does not include shares issuable upon the exercise of options.
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- Represents weighted average sale price for price increments ranging from $192.25 to $193.07. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Represents weighted average sale price for price increments ranging from $193.46 to $193.53. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Represents weighted average sale price for price increments ranging from $195.40 to $196.39. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Represents weighted average sale price for price increments ranging from $196.42 to $197.31. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Represents weighted average sale price for price increments ranging from $197.53 to $198.44. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Represents weighted average sale price for price increments ranging from $198.55 to $198.59. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- This option vests annually in equal one-third increments beginning on the one-year anniversary of the grant date.
Billionaire Hedge Funds
