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Home > Insider Trading > Filing (0001127602-17-033761)

Filing Details

Accession Number:: 0001127602-17-033761
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-12-04 15:05:04
Reporting Period:: 2017-12-01

Accepted Time:: 2017-12-04 15:05:04
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1041061	Yum Brands Inc	YUM	Retail-Eating Places (5812)	133951308

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1628588	R Brian Niccol	1 Glen Bell Way Irvine CA 92618	Ceo, Taco Bell	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2017-12-01	3,349	$35.10	5,028	No	4	M	Direct
Common Stock	Disposition	2017-12-01	2,422	$83.47	2,606	No	4	D	Direct
Common Stock	Disposition	2017-12-01	927	$83.46	1,679	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	D	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Appreciation Right	Disposition	2017-12-01	3,349	$0.00	3,349	$35.10

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
23,443	2012-02-04	2021-02-04	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	4,969	Indirect	By 401(k) Plan

Footnotes

Pursuant to 10b5-1 Plan
Vesting occurs on a quarterly basis beginning one year from grant date.