Filing Details

Accession Number:
0000950138-17-000774
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-12-04 09:11:01
Reporting Period:
2017-12-01
Accepted Time:
2017-12-04 09:11:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
890491 Barnes & Noble Inc BKS Retail-Miscellaneous Shopping Goods Stores (5940) 061196501
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
927587 Leonard Riggio C/O Barnes &Amp; Noble, Inc.
122 Fifth Avenue
New York, NY 10011
Chairman Of The Board Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-12-01 1,000,000 $6.80 8,594,491 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 5,457,641 Indirect By Corp. and Foundation
Footnotes
  1. The price reported in Column 4 is a weighted average share price. These shares were purchased in multiple transactions at per share prices ranging from $6.575 to $6.95, inclusive. The Reporting Person undertakes to provide to Barnes & Noble, Inc., any security holders of Barnes & Noble, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote 1 to this Form 4.
  2. Of these shares, 2,316,668 shares are owned indirectly through LRBKS Holdings, Inc., a Delaware corporation beneficially owned by the Reporting Person and his wife, Louise Riggio, and 3,140,973 shares are owned by The Riggio Foundation, a charitable trust of which Mr. and Mrs. Riggio are the co-trustees.