Filing Details

Accession Number:
0000950142-17-002138
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-12-04 08:34:41
Reporting Period:
2017-11-30
Accepted Time:
2017-12-04 08:34:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1145986 Aspen Aerogels Inc ASPN () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1091348 Reservoir Capital Partners Lp C/O Reservoir Capital Group, L.l.c.
767 Fifth Avenue, 16Th Floor
New York NY 10153
No No Yes No
1091555 Rcgm Llc C/O Reservoir Capital Group, L.l.c.
767 Fifth Avenue, 16Th Floor
New York NY 10153
No No Yes No
1105604 H Daniel Stern C/O Reservoir Capital Group, L.l.c.
767 Fifth Avenue, 16Th Floor
New York NY 10153
No No Yes No
1137465 Reservoir Capital Group Llc 767 Fifth Avenue, 16Th Floor
New York NY 10153
No No Yes No
1137467 Reservoir Capital Master Fund Lp C/O Reservoir Capital Group, L.l.c.
767 Fifth Avenue, 16Th Floor
New York NY 10153
No No Yes No
1241947 A Craig Huff C/O Reservoir Capital Group, L.l.c.
767 Fifth Avenue, 16Th Floor
New York NY 10153
No No Yes No
1351308 Reservoir Capital Partners Cayman Lp C/O Reservoir Capital Group, L.l.c.
767 Fifth Avenue, 16Th Floor
New York NY 10153
No No Yes No
1610297 Rcp Gp, Llc C/O Reservoir Capital Group, L.l.c.
767 Fifth Avenue, 16Th Floor
New York NY 10153
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-11-30 251,915 $4.30 0 No 4 S Indirect Held by Reservoir Capital Master Fund, L.P.
Common Stock Disposition 2017-11-30 2,644,066 $4.30 0 No 4 S Indirect Held by Reservoir Capital Partners, L.P.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect Held by Reservoir Capital Master Fund, L.P.
No 4 S Indirect Held by Reservoir Capital Partners, L.P.
Footnotes
  1. The securities held by Reservoir Capital Partners, L.P. ("RCP") and Reservoir Capital Master Fund, L.P. ("RCMF") may be deemed to be beneficially owned by Craig A. Huff and Daniel Stern, who are the senior managing members (the "Reservoir Members") of RCGM, LLC ("RCGM"). RCGM is the managing member of Reservoir Capital Group, L.L.C. ("RCG"), which is the general partner of Reservoir Capital Partners (Cayman), L.P. ("RCP Cayman"), which is the sole member of RCP GP, LLC ("RCP GP"), and which is the general partner of RCP. RCG is the general partner of RCMF. Each of the Reservoir Members, RCGM, RCG, RCP Cayman and RCP GP disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein. Amounts in Table 1 reflect changes in form of beneficial ownership that have occurred since the most recent prior statement filed by the Reporting Persons.