Filing Details
- Accession Number:
- 0000950142-17-002138
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-12-04 08:34:41
- Reporting Period:
- 2017-11-30
- Accepted Time:
- 2017-12-04 08:34:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1145986 | Aspen Aerogels Inc | ASPN | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1091348 | Reservoir Capital Partners Lp | C/O Reservoir Capital Group, L.l.c. 767 Fifth Avenue, 16Th Floor New York NY 10153 | No | No | Yes | No | |
1091555 | Rcgm Llc | C/O Reservoir Capital Group, L.l.c. 767 Fifth Avenue, 16Th Floor New York NY 10153 | No | No | Yes | No | |
1105604 | H Daniel Stern | C/O Reservoir Capital Group, L.l.c. 767 Fifth Avenue, 16Th Floor New York NY 10153 | No | No | Yes | No | |
1137465 | Reservoir Capital Group Llc | 767 Fifth Avenue, 16Th Floor New York NY 10153 | No | No | Yes | No | |
1137467 | Reservoir Capital Master Fund Lp | C/O Reservoir Capital Group, L.l.c. 767 Fifth Avenue, 16Th Floor New York NY 10153 | No | No | Yes | No | |
1241947 | A Craig Huff | C/O Reservoir Capital Group, L.l.c. 767 Fifth Avenue, 16Th Floor New York NY 10153 | No | No | Yes | No | |
1351308 | Reservoir Capital Partners Cayman Lp | C/O Reservoir Capital Group, L.l.c. 767 Fifth Avenue, 16Th Floor New York NY 10153 | No | No | Yes | No | |
1610297 | Rcp Gp, Llc | C/O Reservoir Capital Group, L.l.c. 767 Fifth Avenue, 16Th Floor New York NY 10153 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2017-11-30 | 251,915 | $4.30 | 0 | No | 4 | S | Indirect | Held by Reservoir Capital Master Fund, L.P. |
Common Stock | Disposition | 2017-11-30 | 2,644,066 | $4.30 | 0 | No | 4 | S | Indirect | Held by Reservoir Capital Partners, L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | Held by Reservoir Capital Master Fund, L.P. |
No | 4 | S | Indirect | Held by Reservoir Capital Partners, L.P. |
Footnotes
- The securities held by Reservoir Capital Partners, L.P. ("RCP") and Reservoir Capital Master Fund, L.P. ("RCMF") may be deemed to be beneficially owned by Craig A. Huff and Daniel Stern, who are the senior managing members (the "Reservoir Members") of RCGM, LLC ("RCGM"). RCGM is the managing member of Reservoir Capital Group, L.L.C. ("RCG"), which is the general partner of Reservoir Capital Partners (Cayman), L.P. ("RCP Cayman"), which is the sole member of RCP GP, LLC ("RCP GP"), and which is the general partner of RCP. RCG is the general partner of RCMF. Each of the Reservoir Members, RCGM, RCG, RCP Cayman and RCP GP disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein. Amounts in Table 1 reflect changes in form of beneficial ownership that have occurred since the most recent prior statement filed by the Reporting Persons.