Filing Details
- Accession Number:
- 0001209191-17-063339
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-12-01 19:45:53
- Reporting Period:
- 2017-11-30
- Accepted Time:
- 2017-12-01 19:45:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1128361 | Hope Bancorp Inc | HOPE | National Commercial Banks (6021) | 954849715 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1301733 | Steven Koh | 3200 Wilshire Blvd. Suite 1400 Los Angeles CA 90010 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2017-11-30 | 41,423 | $19.00 | 54,014 | No | 4 | S | Indirect | KOH CHARITABLE FOUNDATION |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | KOH CHARITABLE FOUNDATION |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 3,226,092 | Indirect | KOH-WILSHIRE LP |
Common Stock | 608,261 | Indirect | STEVEN S KOH TR KOH-WILSHIRE TRUST UA DTD 06/04/04 |
Common Stock | 805 | Indirect | STEVEN SUKHWA KOH 2007 RETAINED ANNUITY TRUST |
Common Stock | 805 | Indirect | JUNG OK KOH 2007 RETAINED ANNUITY TRUST |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | $0.00 | 6,667 | 6,667 | Direct | ||
Common Stock | Non-qualified stock option (right to buy) | $17.18 | 2026-09-01 | 30,000 | 30,000 | Direct | |
Common Stock | Stock Option (right to buy) | $5.02 | 2016-08-01 | 2022-01-28 | 105,510 | 105,510 | Direct |
Common Stock | Stock Option (right to buy) | $14.65 | 2016-08-01 | 2025-08-25 | 6,167 | 6,167 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
6,667 | 6,667 | Direct | |
2026-09-01 | 30,000 | 30,000 | Direct |
2022-01-28 | 105,510 | 105,510 | Direct |
2025-08-25 | 6,167 | 6,167 | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.00 to $19.10, inclusive. The reporting person undertakes to provide to HOPE Bancorp, Inc., any security holder of HOPE Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
- Total 20,000 restricted stock units were granted on September 1, 2016 pursuant to the BBCN Bancorp, Inc. 2016 Incentive Compensation Plan. Each restricted stock unit represents a contingent right to receive one share of HOPE Bancorp, Inc. common stock. 1/3 of the award vested immediately on the grant date, 1/3 vested on September 1, 2017, and remaining 1/3 will vest on September 1, 2018.
- These options were granted on September 1, 2016 pursuant to the BBCN Bancorp, Inc. 2016 Incentive Compensation Plan. 1/3 of the options vested immediately on the grant date, with the remaining 2/3 vesting in two equal annual installments thereafter.