Filing Details
- Accession Number:
- 0001209191-17-063276
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-12-01 17:51:17
- Reporting Period:
- 2017-11-30
- Accepted Time:
- 2017-12-01 17:51:17
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1575515 | Sprouts Farmers Market Inc. | SFM | Retail-Grocery Stores (5411) | 320331600 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1581628 | Ii Edward Theodore Frumkin | 5455 East High Street Suite 111 Phoenix AZ 85054 | Chief Development Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2017-11-30 | 36,667 | $6.92 | 58,912 | No | 4 | M | Direct | |
Common Stock, Par Value $0.001 Per Share | Disposition | 2017-11-30 | 36,667 | $23.93 | 22,245 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 Per Share | Stock Option (right to buy) | Disposition | 2017-11-30 | 36,667 | $0.00 | 36,667 | $6.92 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
73,333 | 2019-12-21 | No | 4 | M | Direct |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.75 to $24.10 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Amount includes 4,230 shares of common stock, 14,855 shares of restricted stock, 1,576 restricted stock units and 1,584 performance share awards. Each restricted stock unit and performance share award represents the right to receive, upon vesting, one share of common stock. The restricted stock will vest annually over three years on March 3, 2018, 2019, and 2020. The restricted stock units will vest evenly on March 4, 2018 and March 4, 2019. The performance share awards will vest on March 11, 2018. All such vests assume continued employment through the applicable dates.
- All such options are presently exercisable.