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Filing Details

Accession Number:: 0001225208-17-017977
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-12-01 16:16:03
Reporting Period:: 2017-11-29

Accepted Time:: 2017-12-01 16:16:03
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
720005	Raymond James Financial Inc	RJF	Security Brokers, Dealers & Flotation Companies (6211)	591517485

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1422342	M Steven Raney	880 Carillon Parkway St. Petersburg FL 33716	President & Ceo Rjbank	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2017-11-29	822	$0.00	26,962	No	4	A	Direct
Common Stock	Acquisiton	2017-11-30	7,500	$55.49	34,462	No	4	M	Direct
Common Stock	Acquisiton	2017-11-30	2,500	$48.20	36,962	No	4	M	Direct
Common Stock	Acquisiton	2017-11-30	2,500	$37.87	39,462	No	4	M	Direct
Common Stock	Disposition	2017-11-30	1,072	$88.30	38,390	No	4	F	Direct
Common Stock	Disposition	2017-11-30	9,890	$88.95	28,500	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	A	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (right to buy)	Disposition	2017-11-30	7,500	$0.00	7,500	$55.49
Common Stock	Employee Stock Option (right to buy)	Disposition	2017-11-30	2,500	$0.00	2,500	$48.20
Common Stock	Employee Stock Option (right to buy)	Disposition	2017-11-30	2,500	$0.00	2,500	$37.87
Common Stock	Restricted Stock Units	Acquisiton	2017-11-30	5,000	$0.00	5,000	$0.00

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
5,000	2021-11-20	No	4	M	Direct
2,500	2020-11-21	No	4	M	Direct
0	2019-11-29	No	4	M	Direct
5,000	2022-11-30	No	4	A	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	1,524	Indirect	ESOP

Footnotes

Vesting of Performance Restricted Stock Units (PRSUs) granted on 12/15/2014.
Includes 77 shares of common stock acquired on March 2, 2017, 85 shares of common stock acquired on June 2, 2017, and 79 shares of common stock acquired on September 5, 2017, pursuant to the registrant's Employee Stock Purchase Plan.
The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
Reflects the weighted average sale price. The range of prices for such transaction was $88.90 to $89.05.
Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through November 28, 2017.
On November 20, 2014, the reporting person received a grant of 12,500 stock options. Stock options vested 60% on 11/20/2017, and will vest 20% on 11/20/2018, and 20% on 11/20/2019.
The stock option vested 60% on 11/21/2016, 20% on 11/21/2017, and will vest 20% on 11/21/2018.
The stock option vested 60% on 11/29/2015, 20% on 11/29/2016, and 20% on 11/29/2017.
Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
RSUs vest 60% on 11/30/2020, 20% on 11/30/2021, and 20% on 11/30/2022.