Filing Details
- Accession Number:
- 0001181431-11-009042
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-10 15:51:00
- Reporting Period:
- 2011-02-09
- Filing Date:
- 2011-02-10
- Accepted Time:
- 2011-02-10 15:51:00
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1120193 | Nasdaq Omx Group Inc. | NDAQ | Security & Commodity Brokers, Dealers, Exchanges & Services (6200) | 521165937 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1240177 | Ronald Hassen | One Liberty Plaza New York NY 10006 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Disposition | 2011-02-09 | 9,121 | $27.57 | 65,095 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | $20.04 | 2017-08-03 | 12,707 | 12,707 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $7.35 | 2014-11-15 | 50,000 | 50,000 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $8.50 | 2013-07-29 | 25,000 | 25,000 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $9.15 | 2014-02-18 | 25,000 | 25,000 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $19.75 | 2020-03-04 | 13,787 | 13,787 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $25.07 | 2018-12-17 | 15,176 | 15,176 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2017-08-03 | 12,707 | 12,707 | Direct |
| 2014-11-15 | 50,000 | 50,000 | Direct |
| 2013-07-29 | 25,000 | 25,000 | Direct |
| 2014-02-18 | 25,000 | 25,000 | Direct |
| 2020-03-04 | 13,787 | 13,787 | Direct |
| 2018-12-17 | 15,176 | 15,176 | Direct |
Footnotes
- Represents (i) 55,572 shares or units of restricted stock, of which 5,572 are vested, (ii) 7,379 unvested shares underlying PSUs and (iii) 2,144 shares purchased under the Employee Stock Purchase Plan.
- Options exercisable as to one-third on August 3, 2011, one-third on August 3, 2012 and one-third on August 3, 2013.
- Options vested as to 100%.
- Options vested as to 100%.
- Options vested as to 100%.
- Options exercisable on March 4, 2014, subject to accelerated vesting on March 4, 2013, or extension of vesting until March 4, 2015, depending on the achievement of performance goals.
- Options exercisable on December 17, 2012.
Billionaire Hedge Funds
