Filing Details

Accession Number:
0000091142-11-000023
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-02-10 15:41:43
Reporting Period:
2011-02-09
Filing Date:
2011-02-10
Accepted Time:
2011-02-10 15:41:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
91142 Smith A O Corp AOS Motors & Generators (3621) 390619790
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1219555 L Christopher Mapes A. O. Smith Electrical Products Company
531 North 4Th Street
Tipp City OH 45371-1899
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-02-09 46,350 $15.99 80,290 No 4 M Direct
Common Stock Disposition 2011-02-09 400 $41.56 79,890 No 4 S Direct
Common Stock Disposition 2011-02-09 2,200 $41.57 77,690 No 4 S Direct
Common Stock Disposition 2011-02-09 1,400 $41.58 76,290 No 4 S Direct
Common Stock Disposition 2011-02-09 1,900 $41.59 74,390 No 4 S Direct
Common Stock Disposition 2011-02-09 2,322 $41.60 72,068 No 4 S Direct
Common Stock Disposition 2011-02-09 6,093 $41.61 65,975 No 4 S Direct
Common Stock Disposition 2011-02-09 3,100 $41.62 62,875 No 4 S Direct
Common Stock Disposition 2011-02-09 3,428 $41.63 59,447 No 4 S Direct
Common Stock Disposition 2011-02-09 1,900 $41.64 57,547 No 4 S Direct
Common Stock Disposition 2011-02-09 3,000 $41.65 54,547 No 4 S Direct
Common Stock Disposition 2011-02-09 1,700 $41.66 52,847 No 4 S Direct
Common Stock Disposition 2011-02-09 1,200 $41.67 51,647 No 4 S Direct
Common Stock Disposition 2011-02-09 100 $41.68 51,547 No 4 S Direct
Common Stock Disposition 2011-02-09 100 $41.69 51,447 No 4 S Direct
Common Stock Disposition 2011-02-09 2,300 $41.70 49,147 No 4 S Direct
Common Stock Disposition 2011-02-09 800 $41.71 48,347 No 4 S Direct
Common Stock Disposition 2011-02-09 100 $41.72 48,247 No 4 S Direct
Common Stock Disposition 2011-02-09 100 $41.74 48,147 No 4 S Direct
Common Stock Disposition 2011-02-09 500 $41.75 47,647 No 4 S Direct
Common Stock Disposition 2011-02-09 100 $41.76 47,547 No 4 S Direct
Common Stock Disposition 2011-02-09 500 $41.77 47,047 No 4 S Direct
Common Stock Disposition 2011-02-09 567 $41.78 46,480 No 4 S Direct
Common Stock Disposition 2011-02-09 900 $41.79 45,580 No 4 S Direct
Common Stock Disposition 2011-02-09 6,200 $41.80 39,380 No 4 S Direct
Common Stock Disposition 2011-02-09 100 $41.81 39,280 No 4 S Direct
Common Stock Disposition 2011-02-09 2,100 $41.81 37,180 No 4 S Direct
Common Stock Disposition 2011-02-09 500 $41.82 36,680 No 4 S Direct
Common Stock Disposition 2011-02-09 533 $41.83 36,147 No 4 S Direct
Common Stock Disposition 2011-02-09 1,407 $41.84 34,740 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Options (Right to Buy) Disposition 2011-02-09 46,350 $0.00 46,350 $15.99
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
107,400 2014-09-22 No 4 M Direct
Footnotes
  1. The employee stock options were granted on 09/22/2004, under the A. O. Smith Combined Executive Incentive Compensation Plan, a transaction exempt under rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 09/22/2005.