Filing Details
- Accession Number:
- 0000091142-11-000023
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-10 15:41:43
- Reporting Period:
- 2011-02-09
- Filing Date:
- 2011-02-10
- Accepted Time:
- 2011-02-10 15:41:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
91142 | Smith A O Corp | AOS | Motors & Generators (3621) | 390619790 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1219555 | L Christopher Mapes | A. O. Smith Electrical Products Company 531 North 4Th Street Tipp City OH 45371-1899 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-02-09 | 46,350 | $15.99 | 80,290 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-02-09 | 400 | $41.56 | 79,890 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-09 | 2,200 | $41.57 | 77,690 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-09 | 1,400 | $41.58 | 76,290 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-09 | 1,900 | $41.59 | 74,390 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-09 | 2,322 | $41.60 | 72,068 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-09 | 6,093 | $41.61 | 65,975 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-09 | 3,100 | $41.62 | 62,875 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-09 | 3,428 | $41.63 | 59,447 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-09 | 1,900 | $41.64 | 57,547 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-09 | 3,000 | $41.65 | 54,547 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-09 | 1,700 | $41.66 | 52,847 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-09 | 1,200 | $41.67 | 51,647 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-09 | 100 | $41.68 | 51,547 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-09 | 100 | $41.69 | 51,447 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-09 | 2,300 | $41.70 | 49,147 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-09 | 800 | $41.71 | 48,347 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-09 | 100 | $41.72 | 48,247 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-09 | 100 | $41.74 | 48,147 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-09 | 500 | $41.75 | 47,647 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-09 | 100 | $41.76 | 47,547 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-09 | 500 | $41.77 | 47,047 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-09 | 567 | $41.78 | 46,480 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-09 | 900 | $41.79 | 45,580 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-09 | 6,200 | $41.80 | 39,380 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-09 | 100 | $41.81 | 39,280 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-09 | 2,100 | $41.81 | 37,180 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-09 | 500 | $41.82 | 36,680 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-09 | 533 | $41.83 | 36,147 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-09 | 1,407 | $41.84 | 34,740 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
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Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Options (Right to Buy) | Disposition | 2011-02-09 | 46,350 | $0.00 | 46,350 | $15.99 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
107,400 | 2014-09-22 | No | 4 | M | Direct |
Footnotes
- The employee stock options were granted on 09/22/2004, under the A. O. Smith Combined Executive Incentive Compensation Plan, a transaction exempt under rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 09/22/2005.