Filing Details
- Accession Number:
- 0001012975-17-000884
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-30 18:24:17
- Reporting Period:
- 2017-11-28
- Accepted Time:
- 2017-11-30 18:24:17
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1374310 | Cboe Global Markets Inc. | CBOE | Security & Commodity Brokers, Dealers, Exchanges & Services (6200) | 205446972 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1425004 | Christopher Mitchell | C/O Spectrum Equity One International Place Boston MA 02110 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2017-11-28 | 239,300 | $0.00 | 0 | No | 4 | J | Indirect | See Footnotes |
Common Stock | Acquisiton | 2017-11-28 | 7,353 | $0.00 | 8,808 | No | 4 | J | Direct | |
Common Stock | Disposition | 2017-11-29 | 670 | $120.89 | 0 | No | 4 | S | Indirect | See Footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Indirect | See Footnotes |
No | 4 | J | Direct | |
No | 4 | S | Indirect | See Footnotes |
Footnotes
- Prior to the reported transaction, Spectrum Equity Investors VI, L.P. ("SEI VI") was the holder of record of 239,300 shares. On November 28, 2017, SEI VI distributed 239,300 shares of the Issuer's Common Stock on a pro rata basis to its partners for no consideration. Following the distribution, SEI VI was no longer a holder of record of the Issuer's shares.
- The general partner of SEI VI is Spectrum Equity Associates VI, L.P., the general partner of which is SEA VI Management, LLC ("SEA VI LLC"). As a member and manager of SEA VI LLC, the Reporting Person may be deemed to share the voting and dispositive power over securities beneficially owned by SEA VI LLC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- The Reporting Person acquired shares of the Issuer's Common Stock in connection with the above referenced distribution by SEI VI on a pro rata basis to its partners for no consideration. The distribution resulted in a change in form of beneficial ownership of shares previously reported.
- Prior to the reported transaction, Spectrum VI Co-Investment Fund, L.P. ("Co-Investment Fund") was the holder of record of 91 shares and Spectrum VI Investment Managers' Fund, L.P. ("IMF") was the holder of record of 579 shares.
- The general partner of Co-Investment Fund and IMF is SEA VI LLC. As a member and manager of SEA VI LLC, the Reporting Person may be deemed to share the voting and dispositive power over securities beneficially owned by SEA VI LLC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.