Filing Details
- Accession Number:
- 0001181431-11-009034
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-10 15:30:02
- Reporting Period:
- 2011-02-09
- Filing Date:
- 2011-02-10
- Accepted Time:
- 2011-02-10 15:30:02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1038205 | Bank Of The Ozarks Inc | OZRK | State Commercial Banks (6022) | 710556208 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1229664 | D Mark Ross | 17901 Chenal Parkway P.o. Box 8811 Little Rock AR 72231-8811 | Vice Chairman, President, Coo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right To Buy) | Acquisiton | 2011-02-09 | 2,500 | $28.63 | 59,900 | No | 4 | M | Direct | |
| Employee Stock Option (Right To Buy) | Acquisiton | 2011-02-09 | 2,300 | $33.60 | 62,200 | No | 4 | M | Direct | |
| Employee Stock Option (Right To Buy) | Acquisiton | 2011-02-09 | 3,500 | $35.42 | 65,700 | No | 4 | M | Direct | |
| Employee Stock Option (Right To Buy) | Acquisiton | 2011-02-09 | 5,000 | $32.06 | 70,700 | No | 4 | M | Direct | |
| Employee Stock Option (Right To Buy) | Acquisiton | 2011-02-09 | 5,000 | $31.04 | 75,700 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-02-09 | 18,300 | $42.98 | 57,400 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-02-09 | 2,500 | $28.63 | 2,500 | $28.63 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-02-09 | 2,300 | $33.60 | 2,300 | $33.60 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-02-09 | 3,500 | $35.42 | 3,500 | $35.42 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-02-09 | 5,000 | $32.06 | 5,000 | $32.06 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-02-09 | 5,000 | $31.04 | 5,000 | $31.04 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2007-09-28 | 2011-09-28 | No | 4 | M | Direct |
| 0 | 2008-01-25 | 2012-01-25 | No | 4 | M | Direct |
| 0 | 2008-11-07 | 2012-11-07 | No | 4 | M | Direct |
| 0 | 2009-10-17 | 2013-10-17 | No | 4 | M | Direct |
| 0 | 2010-10-16 | 2014-10-16 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 32,159 | Indirect | Shares held in 401(k) at 02/09/2011 |
| Common Stock | 54,900 | Indirect | Shares held by Wife |
| Common Stock | 145,200 | Indirect | Shares held by Holt Ross Children's Trust #5 |
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