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Filing Details

Accession Number:: 0001574596-17-000169
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-11-30 17:34:37
Reporting Period:: 2017-11-28

Accepted Time:: 2017-11-30 17:34:37
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1574596	New Home Co Inc.	NWHM	Operative Builders (1531)	270560089

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1584425	Tricon Capital Group Inc.	1067 Yonge Street Toronto A6 M4W2L2	No	No	No	Yes
1599289	Tricon Usa Inc.	1067 Yonge Street Toronto A6 M4W2L2	No	No	No	Yes
1599300	Tcn/Tnhc Lp	1067 Yonge Street Toronto A6 M4W2L2	No	No	No	Yes
1599306	Tricon Housing Partners Us Ii Gp Llc	1067 Yonge Street Toronto A6 M4W2L2	No	No	Yes	No
1599308	Tcn/Tnhc Gp Llc	1067 Yonge Street Toronto A6 M4W2L2	No	No	Yes	No
1599323	Tricon Housing Partners Us Ii Equity Holdings Lp	1067 Yonge Street Toronto A6 M4W2L2	No	No	Yes	No
1633949	Tricon Holdings Usa Llc	1067 Yonge Street Toronto A6 M4W2L2	No	No	No	Yes
1633989	Tricon Holdings Canada Inc.	1067 Yonge Street Toronto A6 M4W2L2	No	No	No	Yes
1666639	Tricon Us Topco Llc	1067 Yonge Street Toronto A6 M4W2L2	No	No	No	Yes

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Disposition	2017-11-28	18,599	$11.73	1,729,616	No	4	S	Direct
Common Stock	Disposition	2017-11-29	11,100	$11.74	1,718,516	No	4	S	Direct
Common Stock	Disposition	2017-11-30	10,039	$11.65	1,708,477	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Footnotes

The sales reported on this line were effected pursuant to a Rule 10b5-1 plan adopted by TCN/TNHC LP on August 24, 2017.
The price reported in Column 4 is a weighted average price. The shares were disposed of in multiple transactions at prices ranging from $11.61 to $11.80, inclusive. TCN/TNHC LP undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed of at each separate price within the ranges set forth in this footnote.
The shares are held directly by TCN/TNHC LP, whose general partner is TCN/TNHC GP LLC, a Delaware limited liability company, whose sole member is Tricon Housing Partners US II Equity Holdings LP, a Delaware limited partnership, whose general partner is Tricon Housing Partners US II GP LLC, a Delaware limited liability company, whose sole member is Tricon USA Inc., a Delaware corporation, whose sole shareholder is Tricon Holdings USA LLC, a Delaware limited liability company, whose sole member is Tricon US Topco LLC, a Delaware limited liability company, whose sole member is Tricon Holdings Canada Inc., an Ontario corporation, whose sole shareholder is Tricon Capital Group Inc., an Ontario corporation. As a result, each of the foregoing entities (other than TCN/TNHC LP which holds the shares directly) is an indirect beneficial owner of the reported securities.
The price reported in Column 4 is a weighted average price. The shares were disposed of in multiple transactions at prices ranging from $11.65 to $11.80, inclusive. TCN/TNHC LP undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed of at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. The shares were disposed of in multiple transactions at prices ranging from $11.44 to $11.77, inclusive. TCN/TNHC LP undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed of at each separate price within the ranges set forth in this footnote.