Filing Details
- Accession Number:
- 0001209191-17-063063
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-30 17:26:46
- Reporting Period:
- 2017-11-28
- Accepted Time:
- 2017-11-30 17:26:46
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1123270 | Bank Mutual Corp | BKMU | Savings Institution, Federally Chartered (6035) | 392004336 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1509864 | A Gregory Larson | 4949 West Brown Deer Rd Milwaukee WI 53223 | Senior Vp Of Bank Mutual | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-11-28 | 3,942 | $4.82 | 105,772 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2017-11-28 | 6,000 | $7.17 | 111,772 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-11-28 | 9,942 | $10.55 | 101,830 | No | 4 | S | Direct | |
Common Stock | Disposition | 2017-11-29 | 47,273 | $10.79 | 54,557 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Options to buy | Disposition | 2017-11-28 | 3,942 | $0.00 | 3,942 | $4.82 |
Common Stock | Options to buy | Disposition | 2017-11-28 | 6,000 | $0.00 | 6,000 | $7.17 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
2,400 | 2023-01-22 | No | 4 | M | Direct | |
4,000 | 2024-01-21 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 18,726 | Indirect | Held in 401(k) |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $10.55 to $10.575. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated
- Includes shares acquired through a dividend reinvestment plan.
- Held in the Bank Mutual Corporation 401(k) Plan.
- Stock options granted under the 2004 Stock Incentive Plan. The options (12,000 in the original grant) vest in annual installments of 20% each beginning January 22, 2014.
- Stock options granted under the 2004 Stock Incentive Plan. The options (10,000 in the original grant) vest in annual installments of 20% each beginning January 21, 2015.