Filing Details
- Accession Number:
- 0001127602-17-033563
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2017-11-30 17:12:21
- Reporting Period:
- 2017-11-28
- Accepted Time:
- 2017-11-30 17:12:21
- Original Submission Date:
- 2017-11-30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 822662 | Fidelity Southern Corp | LION | State Commercial Banks (6022) | 581416811 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1115330 | Jr B James Miller | 3490 Piedmont Road Suite 1550 Atlanta GA 30305 | Chairman | Yes | Yes | Yes | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Fidelity Southern Corporation - Common Stock | Acquisiton | 2017-11-28 | 50,000 | $9.00 | 2,876,372 | No | 4 | M | Direct | |
| Fidelity Southern Corporation - Common Stock | Disposition | 2017-11-28 | 17,347 | $21.91 | 2,826,372 | No | 4 | S | Direct | |
| Fidelity Southern Corporation - Common Stock | Disposition | 2017-11-29 | 7,481 | $22.51 | 2,868,891 | No | 4 | S | Direct | |
| Fidelity Southern Corporation - Common Stock | Disposition | 2017-11-30 | 10,872 | $22.17 | 2,858,019 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Fidelity Southern Corporation - Common Stock | Stock Option (Right to Buy) | Disposition | 2017-11-28 | 50,000 | $0.00 | 50,000 | $9.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-12-21 | 2017-12-21 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Fidelity Southern Corporation - Common Stock | 12,778 | Indirect | By Grandchild - N.p. Miller |
| Fidelity Southern Corporation - Common Stock | 253,179 | Indirect | By Shares Held By Ltd Partnership |
| Fidelity Southern Corporation - Common Stock | 247,672 | Indirect | By Trust - Family |
| Fidelity Southern Corporation - Common Stock | 109,525 | Indirect | By Trust - Spouse Estate |
| Fidelity Southern Corporation - Common Stock | 830 | Indirect | By 401(k) |
Footnotes
- Not Active Footnote - 8/26/04
- Purchased 2200.4284 shares of Fidelity Southern Corporation stock in the 401(k) Plan at various times and prices during 2004.
- Purchased 3,254 shares through Fidelity Southern Corporation 401(k) Plan @ various times and prices during 2003
- 16,667 on 12/21/2013; 16,666 on 12/21/2014; 16,666 on 12/21/2015
Billionaire Hedge Funds
