Filing Details
- Accession Number:
- 0001234452-11-000092
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-10 15:25:02
- Reporting Period:
- 2011-02-08
- Filing Date:
- 2011-02-10
- Accepted Time:
- 2011-02-10 15:25:02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 804328 | Qualcomm Inc | QCOM | Radio & Tv Broadcasting & Communications Equipment (3663) | 953685934 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1191307 | R Steven Altman | 5775 Morehouse Dr. San Diego CA 92121-1714 | President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-02-08 | 4,750 | $37.29 | 117,418 | No | 4 | M | Indirect | by Trust |
| Common Stock | Disposition | 2011-02-08 | 4,750 | $56.00 | 112,668 | No | 4 | S | Indirect | by Trust |
| Common Stock | Acquisiton | 2011-02-08 | 120,250 | $35.66 | 232,918 | No | 4 | M | Indirect | by Trust |
| Common Stock | Disposition | 2011-02-08 | 120,250 | $56.00 | 112,668 | No | 4 | S | Indirect | by Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Indirect | by Trust |
| No | 4 | S | Indirect | by Trust |
| No | 4 | M | Indirect | by Trust |
| No | 4 | S | Indirect | by Trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-02-08 | 120,250 | $0.00 | 120,250 | $35.66 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-02-08 | 4,750 | $0.00 | 4,750 | $37.29 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 299,750 | 2018-11-06 | No | 4 | M | Direct | |
| 292,334 | 2017-11-11 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | $37.29 | 2017-11-11 | 138,958 | 138,958 | Indirect | |
| Common Stock | Non-Qualified Stock Option (right to buy) | $37.29 | 2017-11-11 | 138,958 | 138,958 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2017-11-11 | 138,958 | 138,958 | Indirect |
| 2017-11-11 | 138,958 | 138,958 | Indirect |
Footnotes
- Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92.
- The sale prices for this transaction ranged from $56.00 to $56.03. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
- The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.
- Grantor Retained Annuity Trust (GRAT) for the benefit of insider.
- Grantor Retained Annuity Trust (GRAT) for the benefit of insider's spouse.
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