Filing Details
- Accession Number:
- 0001475246-17-000020
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-30 17:07:31
- Reporting Period:
- 2017-11-28
- Accepted Time:
- 2017-11-30 17:07:31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1143513 | Gladstone Capital Corp | GLAD | () | 542040781 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1374463 | L Robert Marcotte | 1521 Westbranch Drive Suite 100 Mclean VA 22102 | President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-11-28 | 4,329 | $9.79 | 381,770 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2017-11-29 | 3,671 | $9.85 | 385,441 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,000 | Indirect | By Trust |
Footnotes
- The price reporded in column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $9.7833 to $9.8000 inclusive. The reporting person undertakes to provide to Gladstone Capital Corporation, any security holder of Gladstone Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- The price reporded in column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $9.8404 to $9.8499 inclusive. The reporting person undertakes to provide to Gladstone Capital Corporation, any security holder of Gladstone Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Billionaire Hedge Funds
