Filing Details
- Accession Number:
- 0001562180-17-003700
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-30 17:05:32
- Reporting Period:
- 2017-11-28
- Accepted Time:
- 2017-11-30 17:05:32
- SEC Url:
- Form 4 Filing
Issuer
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1207617 | E Jon Flaxman | 1501 Page Mill Rd C/O Hp Palo Alto CA 94304 | Chief Operating Officer | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-11-28 | 156,976 | $12.47 | 243,096 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-11-28 | 36,753 | $12.49 | 279,849 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-11-28 | 43,239 | $6.40 | 323,088 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-11-28 | 271,968 | $21.34 | 51,120 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Employee Stock Options (right to buy) | Disposition | 2017-11-28 | 156,976 | $0.00 | 156,976 | $12.47 |
| Common Stock | Non-Qualified Employee Stock Options (right to buy) | Disposition | 2017-11-28 | 36,753 | $0.00 | 36,753 | $12.49 |
| Common Stock | Non-Qualified Employee Stock Options (right to buy) | Disposition | 2017-11-28 | 43,239 | $0.00 | 43,239 | $6.40 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 313,952 | 2017-10-30 | 2023-10-29 | No | 4 | M | Direct |
| 0 | 2016-12-11 | 2021-12-10 | No | 4 | M | Direct |
| 0 | 2015-12-06 | 2020-12-05 | No | 4 | M | Direct |
Footnotes
- 35,000 shares were sold pursuant to a 10b5-1 plan adopted by the reporting person on 12/20/2016 and 236,968 shares were sold pursuant to a 10b5-1 plan adopted by the reporting person on 9/29/2017.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.16-$21.48, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The share amounts reported reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.
- On October 30, 2015, the reporting person was granted performance contingent options to purchase a total of 470,928 shares.The stock options vest 1/3 annually on each of the anniversaries of the grant date, in each case subject to the satisfaction of certain stock price performance conditions being met within five years following the grant date.
- This option became exercisable beginning on this date.
- This option is no longer exercisable following this date.
- On December 11, 2013, the reporting person was granted an option to purchase a total of 110,259 shares (post conversion), vesting in three equal annual installments beginning on the first anniversary of the grant date.
- On December 6, 2012, the reporting person was granted an option to purchase a total of 129,717 shares (post conversion), vesting in three equal annual installments beginning on the first anniversary of the grant date.
Billionaire Hedge Funds
