Filing Details
- Accession Number:
- 0001140361-17-044469
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-30 16:48:29
- Reporting Period:
- 2017-11-28
- Accepted Time:
- 2017-11-30 16:48:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1351285 | Rosetta Stone Inc | RST | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1040899 | David Nierenberg | 19605 Ne 8Th Street Camas WA 98607 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2017-11-28 | 24,859 | $12.06 | 296,318 | No | 4 | S | Indirect | By The D3 Family Fund, LP |
| Common Stock | Disposition | 2017-11-28 | 48,695 | $12.06 | 724,839 | No | 4 | S | Indirect | By The D3 Family Bulldog Fund, LP |
| Common Stock | Disposition | 2017-11-28 | 4,232 | $12.06 | 53,740 | No | 4 | S | Indirect | By The DIII Offshore Fund, LP |
| Common Stock | Disposition | 2017-11-29 | 12,901 | $11.99 | 283,417 | No | 4 | S | Indirect | By The D3 Family Fund, LP |
| Common Stock | Disposition | 2017-11-29 | 31,559 | $11.99 | 693,280 | No | 4 | S | Indirect | By The D3 Family Bulldog Fund, LP |
| Common Stock | Disposition | 2017-11-29 | 2,340 | $11.99 | 51,400 | No | 4 | S | Indirect | By The DIII Offshore Fund, LP |
| Common Stock | Disposition | 2017-11-30 | 20,790 | $11.97 | 262,627 | No | 4 | S | Indirect | By The D3 Family Fund, LP |
| Common Stock | Disposition | 2017-11-30 | 50,854 | $11.97 | 642,426 | No | 4 | S | Indirect | By The D3 Family Bulldog Fund, LP |
| Common Stock | Disposition | 2017-11-30 | 3,770 | $11.97 | 47,630 | No | 4 | S | Indirect | By The DIII Offshore Fund, LP |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By The D3 Family Fund, LP |
| No | 4 | S | Indirect | By The D3 Family Bulldog Fund, LP |
| No | 4 | S | Indirect | By The DIII Offshore Fund, LP |
| No | 4 | S | Indirect | By The D3 Family Fund, LP |
| No | 4 | S | Indirect | By The D3 Family Bulldog Fund, LP |
| No | 4 | S | Indirect | By The DIII Offshore Fund, LP |
| No | 4 | S | Indirect | By The D3 Family Fund, LP |
| No | 4 | S | Indirect | By The D3 Family Bulldog Fund, LP |
| No | 4 | S | Indirect | By The DIII Offshore Fund, LP |
Footnotes
- The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein.
- These shares were sold pursuant to standard re-balancing due to the applicable Funds' practices.
- This transaction was executed in multiple trades at an average price of $12.06 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or security holder of the issuer, full information regarding the number of shares sold at each transaction.
- This transaction was executed in multiple trades at an average price of $11.99 per share.
- This transaction was executed in multiple trades at an average price of $11.97 per share.
Billionaire Hedge Funds
