Filing Details
- Accession Number:
- 0001209191-17-063035
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-30 16:39:29
- Reporting Period:
- 2017-11-28
- Accepted Time:
- 2017-11-30 16:39:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1458962 | Mindbody Inc. | MB | Services-Computer Processing & Data Preparation (7374) | 201898451 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1644587 | Lee Bradford Wills | 4051 Broad Street Suite 220 San Luis Obispo CA 93401 | Chief Strategy Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2017-11-28 | 49,000 | $0.00 | 72,388 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2017-11-28 | 49,000 | $33.77 | 23,388 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2017-11-28 | 1,000 | $0.00 | 24,388 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2017-11-28 | 1,000 | $35.02 | 23,388 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | S | Direct | |
| No | 4 | C | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class B Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2017-11-28 | 8,072 | $0.00 | 8,072 | $9.94 |
| Class B Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2017-11-28 | 8,672 | $0.00 | 8,672 | $10.62 |
| Class B Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2017-11-28 | 17,187 | $0.00 | 17,187 | $14.48 |
| Class B Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2017-11-28 | 16,069 | $0.00 | 16,069 | $14.50 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2017-11-28 | 50,000 | $0.00 | 50,000 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2017-11-28 | 50,000 | $0.00 | 50,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 2,866 | 2024-05-14 | No | 4 | M | Direct | |
| 2,343 | 2024-09-20 | No | 4 | M | Direct | |
| 7,813 | 2025-02-05 | No | 4 | M | Direct | |
| 33,931 | 2025-05-22 | No | 4 | M | Direct | |
| 50,000 | No | 4 | M | Direct | ||
| 0 | No | 4 | C | Direct |
Footnotes
- Each share of Class A Common Stock was issued upon the conversion of one share of Class B Common Stock at the election of Reporting Person.
- Includes 21,704 restricted stock units ("RSUs"), where each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.375 to $34.25, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.80 to $35.15, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- 1/48 of the shares subject to the option vested on 6/14/2014, and 1/48 of the shares vest monthly thereafter.
- 1/48 of the shares subject to the option vested on 9/7/2014, and 1/48 of the shares vest monthly thereafter.
- 1/48 of the shares subject to the option vested on 3/5/2015, and 1/48 of the shares vest monthly thereafter.
- 1/48 of the shares subject to the option vested on 6/22/2015, and 1/48 of the shares vest monthly thereafter.
- Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
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