Home > Insider Trading > Filing (0001209191-17-063018)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1123270	Bank Mutual Corp	BKMU	Savings Institution, Federally Chartered (6035)	392004336

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1512379	L Christopher Mayne	4949 West Brown Deer Rd Milwaukee WI 53223	Senior Vp Of Bank Mutual	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2017-11-29	7,500	$3.39	74,500	No	4	M	Direct
Common Stock	Acquisiton	2017-11-29	9,000	$4.82	83,500	No	4	M	Direct
Common Stock	Disposition	2017-11-29	16,500	$10.79	67,000	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Options to buy	Disposition	2017-11-29	7,500	$0.00	7,500	$3.39
Common Stock	Options to buy	Disposition	2017-11-29	9,000	$0.00	9,000	$4.82

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
2,500		2022-01-17	No	4	M	Direct
3,000		2023-01-22	No	4	M	Direct

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Options to buy	$7.17		2024-01-21	10,000	10,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2024-01-21	10,000	10,000	Direct

Footnotes

This transaction was executed in multiple trades at prices ranging from $10.75 to $10.85. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
Stock options granted under the 2004 Stock Incentive Plan. The options are fully vested.
Stock options granted under the 2004 Stock Incentive Plan. The options (12,000 in the original grant) vest in annual installments of 20% each beginning January 22, 2014.
Stock options granted under the 2004 Stock Incentive Plan. The options (10,000 in the original grant) vest in annual installments of 20% each beginning January 21, 2015.