Filing Details

Accession Number:
0001209191-17-063014
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-11-30 16:05:22
Reporting Period:
2017-11-28
Accepted Time:
2017-11-30 16:05:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
895421 Morgan Stanley MS Security Brokers, Dealers & Flotation Companies (6211) 363145972
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1510396 Keishi Hotsuki C/O Morgan Stanley
1585 Broadway
New York NY 10036
Chief Risk Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-11-20 10,000 $0.00 232,270 No 5 G Direct
Common Stock Disposition 2017-11-28 25,000 $50.00 207,270 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Direct
No 4 S Direct