Filing Details
- Accession Number:
- 0000315189-17-000039
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-30 15:47:07
- Reporting Period:
- 2017-11-28
- Accepted Time:
- 2017-11-30 15:47:07
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 315189 | Deere & Co | DE | Farm Machinery & Equipment (3523) | 362382580 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1411742 | M. James Field | Deere &Amp; Company One John Deere Place Moline IL 61265 | Pres. Ag. & Turf Division | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| $1 Common Stock | Acquisiton | 2017-11-28 | 25,391 | $74.24 | 94,753 | No | 4 | M | Direct | |
| $1 Par Common Stock | Disposition | 2017-11-28 | 25,391 | $147.98 | 69,362 | No | 4 | S | Direct | |
| $1 Par Common Stock | Acquisiton | 2017-11-28 | 23,036 | $86.36 | 92,398 | No | 4 | M | Direct | |
| $1 Par Common Stock | Disposition | 2017-11-28 | 23,036 | $147.98 | 69,362 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Market Priced Options | Disposition | 2017-11-28 | 25,391 | $0.00 | 25,391 | $74.24 |
| Common Stock | Market Priced Options | Disposition | 2017-11-28 | 23,036 | $0.00 | 23,036 | $86.36 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2021-12-14 | No | 4 | M | Direct | |
| 0 | 2022-12-12 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| $1 Par Common Stock | 2,567 | Indirect | By Trust |
Footnotes
- Exercise of Rule 16b-13 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 24, 2017.
- The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $147.26 to $148.44, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Include 38,839 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares.
- All options include the ability to withhold units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares.
- The options became exercisable in three approximately equal installments on December 14, 2012, 2013, and 2014.
- The options became exercisable in three approximately equal installments on December 12, 2013, 2014, and 2015.
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