Filing Details
- Accession Number:
- 0001156375-17-000115
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-30 14:47:09
- Reporting Period:
- 2017-11-28
- Accepted Time:
- 2017-11-30 14:47:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1156375 | Cme Group Inc. | CME | Security & Commodity Brokers, Dealers, Exchanges & Services (6200) | 364459170 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1409442 | Julie Holzrichter | 20 S. Wacker Drive Chicago IL 60606 | Sr Md Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Class A | Acquisiton | 2017-11-28 | 4,580 | $54.37 | 45,563 | No | 4 | M | Direct | |
| Common Stock Class A | Disposition | 2017-11-28 | 4,580 | $144.08 | 40,983 | No | 4 | S | Direct | |
| Common Stock Class A | Acquisiton | 2017-11-28 | 8,340 | $54.30 | 49,323 | No | 4 | M | Direct | |
| Common Stock Class A | Disposition | 2017-11-28 | 8,340 | $144.08 | 40,983 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock Class A | Non-Qualified Stock Option (right to buy) | Disposition | 2017-11-28 | 8,340 | $0.00 | 8,340 | $54.30 |
| Common Stock Class A | Non-Qualified Stock Option (right to buy) | Disposition | 2017-11-28 | 4,580 | $0.00 | 4,580 | $54.37 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-09-15 | 2020-09-15 | No | 4 | M | Direct |
| 0 | 2015-09-15 | 2021-09-15 | No | 4 | M | Direct |
Footnotes
- On November 28, 2017, Ms. Holzrichter sold an aggregate of 12,920 shares of CME Group Class A common stock. For reporting purposes, the sales prices within a $1 range have been aggregated and the weighted average sales price has been reported. The price ranges were: $144.00 to $144.23. The Company maintains a record of the transactions and copies will be provided upon request.
- As of 9/15/2014, this option vested with respect to 100% of the granted number of shares covered by the option.
- As of 9/15/2015, this option vested with respect to 100% of the granted number of shares covered by the option.
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