Filing Details

Accession Number:
0001127602-17-033501
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-11-30 12:37:26
Reporting Period:
2017-11-28
Accepted Time:
2017-11-30 12:37:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1025835 Enterprise Financial Services Corp EFSC State Commercial Banks (6022) 431706259
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1682456 Douglas Bauche 150 N. Meramec
Clayton MO 63105
Chief Credit Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-11-28 960 $44.10 679 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,929 Indirect 401(K) Plan
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Restricted Share Units $0.00 832 832 Direct
Common Stock Restricted Share Units $0.00 250 250 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
832 832 Direct
250 250 Direct
Footnotes
  1. The reporting person holds units in the stock fund and the number of shares reported as indirectly held in the 401 (k) plan in this row is an estimate of the number of shares of the issuer's Common Stock held in the unitized stock fund and allocated to the reporting person's account.
  2. The RSUs were granted pursuant to the Company's 2002 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.
  3. Vesting occurs on December 15, 2017, subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.
  4. The RSUs were granted pursuant to the Company's 2013 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.
  5. The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on March 15, 2019. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.