Filing Details
- Accession Number:
- 0001209191-17-062956
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-29 21:01:19
- Reporting Period:
- 2017-11-28
- Accepted Time:
- 2017-11-29 21:01:19
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 945699 | Ixys Corp | IXYS | Semiconductors & Related Devices (3674) | 770140882 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1241314 | Samuel Kory | C/O Ixys Corporation 1590 Buckeye Drive Milpitas CA 95035 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2017-11-28 | 11,250 | $24.38 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-11-28 | 20,000 | $11.50 | 20,000 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-11-28 | 20,000 | $6.88 | 40,000 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-11-28 | 20,000 | $9.37 | 60,000 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-11-28 | 20,000 | $12.25 | 80,000 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-11-28 | 5,000 | $9.45 | 85,000 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-11-28 | 5,000 | $9.27 | 90,000 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-11-28 | 3,750 | $11.83 | 93,750 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-11-28 | 2,500 | $11.14 | 96,250 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-11-28 | 1,250 | $11.58 | 97,500 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-11-28 | 97,500 | $24.35 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2017-11-28 | 20,000 | $0.00 | 20,000 | $11.50 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2017-11-28 | 20,000 | $0.00 | 20,000 | $6.88 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2017-11-28 | 20,000 | $0.00 | 20,000 | $9.37 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2017-11-28 | 20,000 | $0.00 | 20,000 | $12.25 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2017-11-28 | 5,000 | $0.00 | 5,000 | $9.45 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2017-11-28 | 5,000 | $0.00 | 5,000 | $9.27 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2017-11-28 | 3,750 | $0.00 | 3,750 | $11.83 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2017-11-28 | 2,500 | $0.00 | 2,500 | $11.14 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2017-11-28 | 1,250 | $0.00 | 1,250 | $11.58 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 85,000 | 2009-09-05 | 2018-09-05 | No | 4 | M | Direct |
| 65,000 | 2010-09-11 | 2019-09-11 | No | 4 | M | Direct |
| 45,000 | 2011-08-27 | 2020-08-27 | No | 4 | M | Direct |
| 25,000 | 2012-09-16 | 2021-09-16 | No | 4 | M | Direct |
| 20,000 | 2016-08-24 | 2022-08-24 | No | 4 | M | Direct |
| 15,000 | 2017-08-30 | 2023-08-30 | No | 4 | M | Direct |
| 11,250 | 2017-08-28 | 2024-08-28 | No | 4 | M | Direct |
| 8,750 | 2017-08-28 | 2025-08-28 | No | 4 | M | Direct |
| 7,500 | 2017-08-26 | 2026-08-26 | No | 4 | M | Direct |
Footnotes
- The shares were sold in multiple trades at prices ranging from $24.35 to $24.40. The price reported above is the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and the prices at which the shares were sold upon receipt of a request from the SEC staff, the issuer or a security holder of the issuer.
- The shares were sold in multiple trades at prices ranging from $24.30 to $24.50. The price reported above is the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and the prices at which the shares were sold upon receipt of a request from the SEC staff, the issuer or a security holder of the issuer.
Billionaire Hedge Funds
