Filing Details
- Accession Number:
- 0001225208-17-017755
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-29 19:10:27
- Reporting Period:
- 2017-11-27
- Accepted Time:
- 2017-11-29 19:10:27
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
720005 | Raymond James Financial Inc | RJF | Security Brokers, Dealers & Flotation Companies (6211) | 591517485 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1182753 | P Jeffrey Julien | 880 Carillon Parkway St. Petersburg FL 33716 | Cfo, Executive Vp - Fin | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2017-11-27 | 11,925 | $85.27 | 45,466 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 3,740 | Indirect | By Spouse |
Common Stock | 816 | Indirect | By spouse through ESOP |
Common Stock | 9,554 | Indirect | ESOP |
Footnotes
- The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
- Reflects the weighted average sale price. The range of prices for such transaction was $85.13 to $85.58.
- Includes shares of common stock acquired under the reporting person's spouse's Employee Stock Ownership Plan (ESOP) account through November 27, 2017.
- Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through November 27, 2017.