Filing Details
- Accession Number:
- 0001140361-17-044250
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-29 18:46:11
- Reporting Period:
- 2017-11-27
- Accepted Time:
- 2017-11-29 18:46:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1541119 | Sound Financial Bancorp Inc. | SFBC | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1410547 | E James Sweeney | C/O Sound Financial Bancorp, Inc. 2400 3Rd Avenue, Suite 150 Seattle WA 98121 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-11-27 | 541 | $8.41 | 7,470 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-11-27 | 541 | $9.72 | 8,011 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-11-27 | 12 | $33.50 | 7,999 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-11-28 | 1,070 | $32.69 | 6,929 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2017-11-27 | 541 | $0.00 | 541 | $8.41 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2017-11-27 | 541 | $0.00 | 541 | $9.72 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,082 | 2019-01-27 | No | 4 | M | Direct | |
| 1,082 | 2019-01-27 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 8,742 | Indirect | 401(k) |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | $16.80 | 2024-01-23 | 6,025 | 6,025 | Direct | |
| Common Stock | Stock Option (Right to Buy) | $18.36 | 2025-01-28 | 862 | 862 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2024-01-23 | 6,025 | 6,025 | Direct |
| 2025-01-28 | 862 | 862 | Direct |
Footnotes
- Options vest in five equal annual installments beginning on January 27, 2010.
- Options vest in five equal annual installments beginning on January 23, 2015.
- Options vest in three equal annual installments beginning on January 28, 2015.
Billionaire Hedge Funds
