Filing Details
- Accession Number:
- 0001209191-17-062926
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-29 18:11:22
- Reporting Period:
- 2017-11-27
- Accepted Time:
- 2017-11-29 18:11:22
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1128361 | Hope Bancorp Inc | HOPE | National Commercial Banks (6021) | 954849715 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1301733 | Steven Koh | 3200 Wilshire Blvd. Suite 1400 Los Angeles CA 90010 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2017-11-27 | 10,000 | $17.95 | 143,270 | No | 4 | S | Indirect | KOH CHARITABLE FOUNDATION |
Common Stock | Disposition | 2017-11-29 | 47,833 | $19.22 | 95,437 | No | 4 | S | Indirect | KOH CHARITABLE FOUNDATION |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | KOH CHARITABLE FOUNDATION |
No | 4 | S | Indirect | KOH CHARITABLE FOUNDATION |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 3,226,092 | Indirect | KOH-WILSHIRE LP |
Common Stock | 608,261 | Indirect | STEVEN S KOH TR KOH-WILSHIRE TRUST UA DTD 06/04/04 |
Common Stock | 805 | Indirect | STEVEN SUKHWA KOH 2007 RETAINED ANNUITY TRUST |
Common Stock | 805 | Indirect | JUNG OK KOH 2007 RETAINED ANNUITY TRUST |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | $0.00 | 6,667 | 6,667 | Direct | ||
Common Stock | Non-qualified stock option (right to buy) | $17.18 | 2026-09-01 | 30,000 | 30,000 | Direct | |
Common Stock | Stock Option (right to buy) | $5.02 | 2016-08-01 | 2022-01-28 | 105,510 | 105,510 | Direct |
Common Stock | Stock Option (right to buy) | $14.65 | 2016-08-01 | 2025-08-25 | 6,167 | 6,167 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
6,667 | 6,667 | Direct | |
2026-09-01 | 30,000 | 30,000 | Direct |
2022-01-28 | 105,510 | 105,510 | Direct |
2025-08-25 | 6,167 | 6,167 | Direct |
Footnotes
- Total 20,000 restricted stock units were granted on September 1, 2016 pursuant to the BBCN Bancorp, Inc. 2016 Incentive Compensation Plan. Each restricted stock unit represents a contingent right to receive one share of HOPE Bancorp, Inc. common stock. 1/3 of the award vested immediately on the grant date, 1/3 vested on September 1, 2017, and remaining 1/3 will vest on September 1, 2018.
- These options were granted on September 1, 2016 pursuant to the BBCN Bancorp, Inc. 2016 Incentive Compensation Plan. 1/3 of the options vested immediately on the grant date, with the remaining 2/3 vesting in two equal annual installments thereafter.