Filing Details

Accession Number:
0001246360-17-003159
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-11-29 17:07:11
Reporting Period:
2017-11-28
Accepted Time:
2017-11-29 17:07:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1302350 Jmp Group Llc JMP Security Brokers, Dealers & Flotation Companies (6211) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1669193 Rowe Thomas Wright 450 Park Avenue
5Th Floor
New York NY 10022
Director Of Equities No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2017-11-28 12,500 $5.33 363,636 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. The range of prices for the common shares is from 5.30 to 5.4103. The Reporting Person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.