Filing Details
- Accession Number:
- 0001104659-17-070959
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-29 16:02:29
- Reporting Period:
- 2017-11-27
- Accepted Time:
- 2017-11-29 16:02:29
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1337619 | Envestnet Inc. | ENV | Services-Business Services, Nec (7389) | 201409613 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1497462 | Judson Bergman | 35 East Wacker Drive Suite 2400 Chicago IL 60601 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-11-27 | 10,000 | $9.00 | 742,569 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-11-27 | 10,000 | $49.77 | 732,569 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2017-11-27 | 10,000 | $0.00 | 10,000 | $9.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
337,000 | 2011-07-28 | 2020-07-28 | No | 4 | M | Direct |
Footnotes
- Reflects the cashless exercise of stock options which were granted pursuant to Rule 16b-3. The sale was pursuant to a Rule 10b5-1 plan that covers the cashless exercise and sale of stock options prior to their expiration date.
- The Common Shares reported herein as being sold were sold at a range of between $49.650 and $49.975 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent.
- Original option grant vested in four installments beginning on the first anniversary of the date of grant as listed in the "Date Exercisable" column.